<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/03/12?registers=between Tue, 24 Jun 2025 00:51:25 -0700 Tue, 24 Jun 2025 00:51:25 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/03/12?registers=between Notice - Lincoln Investment Advisors Corporation and Lincoln Variable Insurance Products Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5446.html https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5446.html Fri, 12 Mar 2010 00:00:00 -0800 2010-5446 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-12/pdf/2010-5446.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change To Modify the Fees for Listing on the Nasdaq Stock Market and the Fee for Written Interpretations of Nasdaq Listing Rules https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5413.html https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5413.html Fri, 12 Mar 2010 00:00:00 -0800 2010-5413 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-12/pdf/2010-5413.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Procedures To Prevent Informational Advantages Resulting From the Affiliation Between PHLX and NOS https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5319.html https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5319.html Fri, 12 Mar 2010 00:00:00 -0800 2010-5319 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-12/pdf/2010-5319.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 2, Relating to Reestablishing Certain Fees https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5317.html https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5317.html Fri, 12 Mar 2010 00:00:00 -0800 2010-5317 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-12/pdf/2010-5317.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5316.html https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5316.html Fri, 12 Mar 2010 00:00:00 -0800 2010-5316 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-12/pdf/2010-5316.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Enable the Listing and Trading of Options on the ETFS Palladium Trust and the ETFS Platinum Trust https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5315.html https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5315.html Fri, 12 Mar 2010 00:00:00 -0800 2010-5315 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-12/pdf/2010-5315.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Temporary Membership Status and Interim Trading Permit Access Fees https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5302.html https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5302.html Fri, 12 Mar 2010 00:00:00 -0800 2010-5302 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-12/pdf/2010-5302.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBSX Fees Schedule To Adopt a Document Request Fee and Transaction Fees for Cross Trades That Settle Non-Regular-Way https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5301.html https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5301.html Fri, 12 Mar 2010 00:00:00 -0800 2010-5301 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-12/pdf/2010-5301.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to Publication of Certain Aggregate Daily Trading Volume Data https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5300.html https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5300.html Fri, 12 Mar 2010 00:00:00 -0800 2010-5300 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-12/pdf/2010-5300.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Making Permanent the Exchange's Pilot Program With Respect to Its Continued Listing Standards https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5299.html https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5299.html Fri, 12 Mar 2010 00:00:00 -0800 2010-5299 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-12/pdf/2010-5299.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Stock Exchange, Inc. To Aggregate Trading Activity of Affiliated Participants To Calculate Average Daily Trading Volume for Billing Purposes https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5298.html https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5298.html Fri, 12 Mar 2010 00:00:00 -0800 2010-5298 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-12/pdf/2010-5298.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5296.html https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5296.html Fri, 12 Mar 2010 00:00:00 -0800 2010-5296 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-12/pdf/2010-5296.pdf