<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/03/10?registers=between Sat, 19 Jul 2025 21:39:44 -0700 Sat, 19 Jul 2025 21:39:44 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/03/10?registers=between Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. To Permit the Concurrent Listing of $3.50 and $4 Strikes for Classes Participating in the $0.50 Strike Program and the $1 Strike Program https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5078.html https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5078.html Wed, 10 Mar 2010 00:00:00 -0800 2010-5078 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-10/pdf/2010-5078.pdf Notice - Policy Statement on Obtaining and Retaining Beneficial Ownership Information for Anti-Money Laundering Purposes https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5075.html https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5075.html Wed, 10 Mar 2010 00:00:00 -0800 2010-5075 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-10/pdf/2010-5075.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5070.html https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5070.html Wed, 10 Mar 2010 00:00:00 -0800 2010-5070 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-10/pdf/2010-5070.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Deletion of Rules 6.96 and 14.5 https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5069.html https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5069.html Wed, 10 Mar 2010 00:00:00 -0800 2010-5069 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-10/pdf/2010-5069.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing of AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5068.html https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5068.html Wed, 10 Mar 2010 00:00:00 -0800 2010-5068 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-10/pdf/2010-5068.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5067.html https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5067.html Wed, 10 Mar 2010 00:00:00 -0800 2010-5067 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-10/pdf/2010-5067.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Listing of Wilshire 5000 Total Market ETF and the Wilshire 4500 Completion ETF https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5066.html https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5066.html Wed, 10 Mar 2010 00:00:00 -0800 2010-5066 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-10/pdf/2010-5066.pdf Notice - Public Company Accounting Oversight Board; Order Approving Proposed Amendment to Board Rules Relating to Inspections https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5046.html https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5046.html Wed, 10 Mar 2010 00:00:00 -0800 2010-5046 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-10/pdf/2010-5046.pdf Rule - Amendments to Regulation SHO https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-4409.html https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-4409.html Wed, 10 Mar 2010 00:00:00 -0800 2010-4409 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-03-10/pdf/2010-4409.pdf