<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/03/09?registers=between Mon, 23 Jun 2025 19:18:39 -0700 Mon, 23 Jun 2025 19:18:39 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/03/09?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-5053.html https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-5053.html Tue, 09 Mar 2010 00:00:00 -0800 2010-5053 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-09/pdf/2010-5053.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4914.html https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4914.html Tue, 09 Mar 2010 00:00:00 -0800 2010-4914 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-09/pdf/2010-4914.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Linkage Pilot https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4913.html https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4913.html Tue, 09 Mar 2010 00:00:00 -0800 2010-4913 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-09/pdf/2010-4913.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 476 To Add a Provision for Violations Relating to Failing To Observe High Standards of Commercial Honor and Just and Equitable Principles of Trade https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4912.html https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4912.html Tue, 09 Mar 2010 00:00:00 -0800 2010-4912 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-09/pdf/2010-4912.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Rule 476 To Add a Provision for Violations Relating To Failing to Observe High Standards of Commercial Honor and Just and Equitable Principles of Trade https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4911.html https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4911.html Tue, 09 Mar 2010 00:00:00 -0800 2010-4911 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-09/pdf/2010-4911.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Multi-Class Broad Based Index Option Spread Orders https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4910.html https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4910.html Tue, 09 Mar 2010 00:00:00 -0800 2010-4910 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-09/pdf/2010-4910.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Relating to the Designation of a “Professional Customer” https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4909.html https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4909.html Tue, 09 Mar 2010 00:00:00 -0800 2010-4909 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-09/pdf/2010-4909.pdf Notice - The Chile Fund, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4908.html https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4908.html Tue, 09 Mar 2010 00:00:00 -0800 2010-4908 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-09/pdf/2010-4908.pdf