<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/03/08?registers=between Fri, 27 Jun 2025 07:19:22 -0700 Fri, 27 Jun 2025 07:19:22 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/03/08?registers=between Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC as Modified by Amendment No. 1 Thereto Clarifying the Implementation Date of the Amendments to NYSE Amex Equities Rule 123C To Modify the Procedures for Its Closing Process and Make Conforming Changes to NYSE Amex Equities Rules 13 and 15 https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4785.html https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4785.html Mon, 08 Mar 2010 00:00:00 -0800 2010-4785 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-08/pdf/2010-4785.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC as Modified by Amendment No. 1 Thereto Clarifying the Implementation Date of the Amendments to NYSE Rule 123C To Modify the Procedures for Its Closing Process and Make Conforming Changes to NYSE Rules 13 and 15 https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4784.html https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4784.html Mon, 08 Mar 2010 00:00:00 -0800 2010-4784 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-08/pdf/2010-4784.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Amend Its Price List https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4765.html https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4765.html Mon, 08 Mar 2010 00:00:00 -0800 2010-4765 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-08/pdf/2010-4765.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Amend the Exchange Price List https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4764.html https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4764.html Mon, 08 Mar 2010 00:00:00 -0800 2010-4764 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-08/pdf/2010-4764.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Registered Transfer Agent Notification Methods for Assumption or Termination of Services https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4763.html https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4763.html Mon, 08 Mar 2010 00:00:00 -0800 2010-4763 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-08/pdf/2010-4763.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4741.html https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4741.html Mon, 08 Mar 2010 00:00:00 -0800 2010-4741 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-08/pdf/2010-4741.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Eliminate Guarantee of Payment in Connection With the Envelope Settlement Service https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4738.html https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4738.html Mon, 08 Mar 2010 00:00:00 -0800 2010-4738 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-08/pdf/2010-4738.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex, LLC Amending Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4737.html https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4737.html Mon, 08 Mar 2010 00:00:00 -0800 2010-4737 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-08/pdf/2010-4737.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 123C(9)(a)(1) To Extend the Operation of the Pilot Operating Pursuant the Rule Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or June 1, 2010 https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4736.html https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4736.html Mon, 08 Mar 2010 00:00:00 -0800 2010-4736 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-08/pdf/2010-4736.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 123C(9)(a)(1) To Extend the Operation of the Pilot Operating Pursuant the Rule Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or June 1, 2010 https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4735.html https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4735.html Mon, 08 Mar 2010 00:00:00 -0800 2010-4735 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-08/pdf/2010-4735.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Erroneous Citations From Rule 9557 https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4734.html https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4734.html Mon, 08 Mar 2010 00:00:00 -0800 2010-4734 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-08/pdf/2010-4734.pdf