<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/03/01?registers=between Tue, 24 Jun 2025 00:27:23 -0700 Tue, 24 Jun 2025 00:27:23 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/03/01?registers=between Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending the Provisions of NYSE Rules 116 and 123C To Repeal the Temporary Provision That Allows the Exchange To Report Multiple Closing Prints to the Consolidated Tape When a Closing Transaction Exceeds 99,999,999 Shares https://regulations.justia.com/regulations/fedreg/2010/03/01/2010-4165.html https://regulations.justia.com/regulations/fedreg/2010/03/01/2010-4165.html Mon, 01 Mar 2010 00:00:00 -0800 2010-4165 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-01/pdf/2010-4165.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending Its Trust Unit Rules and Proposing the Listing of the Nuveen Diversified Commodity Fund https://regulations.justia.com/regulations/fedreg/2010/03/01/2010-4136.html https://regulations.justia.com/regulations/fedreg/2010/03/01/2010-4136.html Mon, 01 Mar 2010 00:00:00 -0800 2010-4136 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-01/pdf/2010-4136.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2010/03/01/2010-4135.html https://regulations.justia.com/regulations/fedreg/2010/03/01/2010-4135.html Mon, 01 Mar 2010 00:00:00 -0800 2010-4135 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-01/pdf/2010-4135.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Require the Reporting of Transactions in Asset-Backed Securities to TRACE https://regulations.justia.com/regulations/fedreg/2010/03/01/2010-4067.html https://regulations.justia.com/regulations/fedreg/2010/03/01/2010-4067.html Mon, 01 Mar 2010 00:00:00 -0800 2010-4067 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-01/pdf/2010-4067.pdf Rule - Proxy Disclosure Enhancements; Correction https://regulations.justia.com/regulations/fedreg/2010/03/01/2010-4006.html https://regulations.justia.com/regulations/fedreg/2010/03/01/2010-4006.html Mon, 01 Mar 2010 00:00:00 -0800 2010-4006 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-03-01/pdf/2010-4006.pdf