<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/02/25?registers=between Wed, 25 Jun 2025 19:18:40 -0700 Wed, 25 Jun 2025 19:18:40 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/02/25?registers=between Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan To Add the BATS Exchange, Inc. as a Participant https://regulations.justia.com/regulations/fedreg/2010/02/25/2010-3823.html https://regulations.justia.com/regulations/fedreg/2010/02/25/2010-3823.html Thu, 25 Feb 2010 00:00:00 -0800 2010-3823 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-25/pdf/2010-3823.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend BATS Fee Schedule To Impose Fees for Physical Ports Used To Connect to BATS Exchange https://regulations.justia.com/regulations/fedreg/2010/02/25/2010-3822.html https://regulations.justia.com/regulations/fedreg/2010/02/25/2010-3822.html Thu, 25 Feb 2010 00:00:00 -0800 2010-3822 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-25/pdf/2010-3822.pdf Notice - NASDAQ OMX PHLX, Inc.; Order of Summary Abrogation https://regulations.justia.com/regulations/fedreg/2010/02/25/2010-3791.html https://regulations.justia.com/regulations/fedreg/2010/02/25/2010-3791.html Thu, 25 Feb 2010 00:00:00 -0800 2010-3791 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-25/pdf/2010-3791.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Repeal Incorporated NYSE Rule 405(4) (Common Sales Accounts) https://regulations.justia.com/regulations/fedreg/2010/02/25/2010-3780.html https://regulations.justia.com/regulations/fedreg/2010/02/25/2010-3780.html Thu, 25 Feb 2010 00:00:00 -0800 2010-3780 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-25/pdf/2010-3780.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Repeal NASD Rule 2450 (Installment or Partial Sales), NASD Interpretive Material 2830-2 (“IM-2830-2”) (Maintaining the Public Offering Price) and Incorporated NYSE Rule 413 (Uniform Forms) as Part of the Process of Developing a Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2010/02/25/2010-3779.html https://regulations.justia.com/regulations/fedreg/2010/02/25/2010-3779.html Thu, 25 Feb 2010 00:00:00 -0800 2010-3779 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-25/pdf/2010-3779.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Adopt FINRA Rule 2261 (Disclosure of Financial Condition) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2010/02/25/2010-3778.html https://regulations.justia.com/regulations/fedreg/2010/02/25/2010-3778.html Thu, 25 Feb 2010 00:00:00 -0800 2010-3778 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-25/pdf/2010-3778.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change To Expand the Number of Components in the PHLX Semiconductor SectorSM https://regulations.justia.com/regulations/fedreg/2010/02/25/2010-3777.html https://regulations.justia.com/regulations/fedreg/2010/02/25/2010-3777.html Thu, 25 Feb 2010 00:00:00 -0800 2010-3777 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-25/pdf/2010-3777.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Adopt FINRA Rule 3240 (Borrowing From or Lending to Customers) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2010/02/25/2010-3775.html https://regulations.justia.com/regulations/fedreg/2010/02/25/2010-3775.html Thu, 25 Feb 2010 00:00:00 -0800 2010-3775 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-25/pdf/2010-3775.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Routing on the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2010/02/25/2010-3774.html https://regulations.justia.com/regulations/fedreg/2010/02/25/2010-3774.html Thu, 25 Feb 2010 00:00:00 -0800 2010-3774 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-25/pdf/2010-3774.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending Position Limits for Certain Exchange Traded Funds https://regulations.justia.com/regulations/fedreg/2010/02/25/2010-3773.html https://regulations.justia.com/regulations/fedreg/2010/02/25/2010-3773.html Thu, 25 Feb 2010 00:00:00 -0800 2010-3773 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-25/pdf/2010-3773.pdf Notice - Order Granting Application for Exemption Pursuant to Section 36(a) of the Exchange Act by BATS Exchange, Inc. From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference https://regulations.justia.com/regulations/fedreg/2010/02/25/2010-3772.html https://regulations.justia.com/regulations/fedreg/2010/02/25/2010-3772.html Thu, 25 Feb 2010 00:00:00 -0800 2010-3772 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-25/pdf/2010-3772.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Reduction of the Customer Transaction Fee for OEX and XEO Weeklys Options https://regulations.justia.com/regulations/fedreg/2010/02/25/2010-3771.html https://regulations.justia.com/regulations/fedreg/2010/02/25/2010-3771.html Thu, 25 Feb 2010 00:00:00 -0800 2010-3771 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-25/pdf/2010-3771.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/02/25/2010-3770.html https://regulations.justia.com/regulations/fedreg/2010/02/25/2010-3770.html Thu, 25 Feb 2010 00:00:00 -0800 2010-3770 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-25/pdf/2010-3770.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/02/25/2010-3769.html https://regulations.justia.com/regulations/fedreg/2010/02/25/2010-3769.html Thu, 25 Feb 2010 00:00:00 -0800 2010-3769 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-25/pdf/2010-3769.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/02/25/2010-3753.html https://regulations.justia.com/regulations/fedreg/2010/02/25/2010-3753.html Thu, 25 Feb 2010 00:00:00 -0800 2010-3753 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-25/pdf/2010-3753.pdf