<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/02/09?registers=between Tue, 21 May 2024 04:39:36 -0700 Tue, 21 May 2024 04:39:36 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/02/09?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/02/09/2010-2972.html https://regulations.justia.com/regulations/fedreg/2010/02/09/2010-2972.html Tue, 09 Feb 2010 00:00:00 -0800 2010-2972 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-09/pdf/2010-2972.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change To Codify Prices for Co-Location Services https://regulations.justia.com/regulations/fedreg/2010/02/09/2010-2787.html https://regulations.justia.com/regulations/fedreg/2010/02/09/2010-2787.html Tue, 09 Feb 2010 00:00:00 -0800 2010-2787 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-09/pdf/2010-2787.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Transaction Fees and Rebates for Options https://regulations.justia.com/regulations/fedreg/2010/02/09/2010-2786.html https://regulations.justia.com/regulations/fedreg/2010/02/09/2010-2786.html Tue, 09 Feb 2010 00:00:00 -0800 2010-2786 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-09/pdf/2010-2786.pdf Notice - U.S. One, Inc. and U.S. One Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/02/09/2010-2749.html https://regulations.justia.com/regulations/fedreg/2010/02/09/2010-2749.html Tue, 09 Feb 2010 00:00:00 -0800 2010-2749 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-09/pdf/2010-2749.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/02/09/2010-2741.html https://regulations.justia.com/regulations/fedreg/2010/02/09/2010-2741.html Tue, 09 Feb 2010 00:00:00 -0800 2010-2741 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-09/pdf/2010-2741.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NSX Fee and Rebate Schedule To Increase the Rebate for Liquidity Adding Displayed Orders of Securities Priced Under One Dollar in the Auto Execution Mode of Order Interaction to 0.25% of Trade Value https://regulations.justia.com/regulations/fedreg/2010/02/09/2010-2740.html https://regulations.justia.com/regulations/fedreg/2010/02/09/2010-2740.html Tue, 09 Feb 2010 00:00:00 -0800 2010-2740 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-09/pdf/2010-2740.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding 75 Options Classes to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2010/02/09/2010-2739.html https://regulations.justia.com/regulations/fedreg/2010/02/09/2010-2739.html Tue, 09 Feb 2010 00:00:00 -0800 2010-2739 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-09/pdf/2010-2739.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/02/09/2010-2738.html https://regulations.justia.com/regulations/fedreg/2010/02/09/2010-2738.html Tue, 09 Feb 2010 00:00:00 -0800 2010-2738 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-09/pdf/2010-2738.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/02/09/2010-2737.html https://regulations.justia.com/regulations/fedreg/2010/02/09/2010-2737.html Tue, 09 Feb 2010 00:00:00 -0800 2010-2737 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-09/pdf/2010-2737.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/02/09/2010-2736.html https://regulations.justia.com/regulations/fedreg/2010/02/09/2010-2736.html Tue, 09 Feb 2010 00:00:00 -0800 2010-2736 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-09/pdf/2010-2736.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/02/09/2010-2735.html https://regulations.justia.com/regulations/fedreg/2010/02/09/2010-2735.html Tue, 09 Feb 2010 00:00:00 -0800 2010-2735 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-09/pdf/2010-2735.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Repeal NASD Rules 2760 and 2780, Incorporated NYSE Rules 2B and 411, and the Interpretation to Incorporated NYSE Rule 411(a)(ii)(5) as Part of the Process of Developing the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2010/02/09/2010-2734.html https://regulations.justia.com/regulations/fedreg/2010/02/09/2010-2734.html Tue, 09 Feb 2010 00:00:00 -0800 2010-2734 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-09/pdf/2010-2734.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add 75 Options Classes to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2010/02/09/2010-2733.html https://regulations.justia.com/regulations/fedreg/2010/02/09/2010-2733.html Tue, 09 Feb 2010 00:00:00 -0800 2010-2733 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-09/pdf/2010-2733.pdf