Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/01/28?limit=200&registers=between&mode=atom 2025-03-14T04:13:20-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/01/28/2010-1767.html Notice - BATS Y-Exchange, Inc.; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 2010-01-28T00:00:00-08:00 2010-01-28T00:00:00-08:00 2010-1767 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-28/pdf/2010-1767.pdf https://regulations.justia.com/regulations/fedreg/2010/01/28/2010-1696.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Relating to Changes in NYSE Realtime Reference Prices Service 2010-01-28T00:00:00-08:00 2010-01-28T00:00:00-08:00 2010-1696 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-28/pdf/2010-1696.pdf https://regulations.justia.com/regulations/fedreg/2010/01/28/2010-1695.html Notice - Self-Regulatory Organizations; NYSE Amex, Inc.; Order Approving Proposed Rule Change To Establish the NYSE Amex Realtime Reference Prices Service 2010-01-28T00:00:00-08:00 2010-01-28T00:00:00-08:00 2010-1695 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-28/pdf/2010-1695.pdf https://regulations.justia.com/regulations/fedreg/2010/01/28/2010-1694.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Postponing the Implementation Date of Information Memo 10-03, Which Provides Updated Parameters for, and Guidance on the Application of, the Exchange's Gap Quote Policy 2010-01-28T00:00:00-08:00 2010-01-28T00:00:00-08:00 2010-1694 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-28/pdf/2010-1694.pdf https://regulations.justia.com/regulations/fedreg/2010/01/28/2010-1693.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Postponing the Implementation Date of Information Memo 10-03, Which Provides Updated Parameters for, and Guidance on the Application of, the Exchange's Gap Quote Policy 2010-01-28T00:00:00-08:00 2010-01-28T00:00:00-08:00 2010-1693 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-28/pdf/2010-1693.pdf https://regulations.justia.com/regulations/fedreg/2010/01/28/2010-1692.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Order Routing Pilot on the Boston Options Exchange Facility 2010-01-28T00:00:00-08:00 2010-01-28T00:00:00-08:00 2010-1692 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-28/pdf/2010-1692.pdf https://regulations.justia.com/regulations/fedreg/2010/01/28/2010-1662.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Certain Non-Substantive Technical Changes to FINRA Rule 4521(d) 2010-01-28T00:00:00-08:00 2010-01-28T00:00:00-08:00 2010-1662 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-28/pdf/2010-1662.pdf