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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/01/19?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/01/19?registers=between
Rule - Policy Statement Concerning Cooperation by Individuals in Its Investigations and Related Enforcement Actions
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-843.html
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-843.htmlTue, 19 Jan 2010 00:00:00 -08002010-843Rulehttp://www.gpo.gov/fdsys/pkg/FR-2010-01-19/pdf/2010-843.pdfRule - Delegations of Authority to the Director of Its Division of Enforcement
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-842.html
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-842.htmlTue, 19 Jan 2010 00:00:00 -08002010-842Rulehttp://www.gpo.gov/fdsys/pkg/FR-2010-01-19/pdf/2010-842.pdfNotice - Order of Suspension of Trading; East Delta Resources Corp.
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-833.html
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-833.htmlTue, 19 Jan 2010 00:00:00 -08002010-833Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-01-19/pdf/2010-833.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Fee Schedule
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-824.html
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-824.htmlTue, 19 Jan 2010 00:00:00 -08002010-824Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-01-19/pdf/2010-824.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Professional Fees
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-823.html
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-823.htmlTue, 19 Jan 2010 00:00:00 -08002010-823Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-01-19/pdf/2010-823.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend Rule 8.91-Limitations on Dealings of DPMs and Affiliated Persons of DPMs
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-822.html
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-822.htmlTue, 19 Jan 2010 00:00:00 -08002010-822Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-01-19/pdf/2010-822.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Amending Its Listing Fees for Structured Products
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-821.html
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-821.htmlTue, 19 Jan 2010 00:00:00 -08002010-821Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-01-19/pdf/2010-821.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Concurrent Listing of $3.50 and $4 Strikes for Classes in the $0.50 Strike and $1 Strike Programs
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-820.html
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-820.htmlTue, 19 Jan 2010 00:00:00 -08002010-820Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-01-19/pdf/2010-820.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Adopt FINRA Rule 5330 (Adjustment of Orders) in the Consolidated FINRA Rulebook
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-819.html
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-819.htmlTue, 19 Jan 2010 00:00:00 -08002010-819Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-01-19/pdf/2010-819.pdfNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-818.html
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-818.htmlTue, 19 Jan 2010 00:00:00 -08002010-818Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-01-19/pdf/2010-818.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change Relating to the Listing Fee and Annual Fee Applicable to Derivative Securities Products
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-801.html
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-801.htmlTue, 19 Jan 2010 00:00:00 -08002010-801Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-01-19/pdf/2010-801.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Index Option Position Limits
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-800.html
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-800.htmlTue, 19 Jan 2010 00:00:00 -08002010-800Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-01-19/pdf/2010-800.pdfNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement a Tiered Fee Schedule
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-799.html
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-799.htmlTue, 19 Jan 2010 00:00:00 -08002010-799Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-01-19/pdf/2010-799.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Repeal NASD Rule 2450 (Installment or Partial Sales), NASD Interpretive Material 2830-2 (“IM-2830-2”) (Maintaining the Public Offering Price) and Incorporated NYSE Rule 413 (Uniform Forms) as Part of the Process of Developing a Consolidated FINRA Rulebook
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-798.html
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-798.htmlTue, 19 Jan 2010 00:00:00 -08002010-798Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-01-19/pdf/2010-798.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Rules 1140 and 3080 to Reflect Changes to a Corresponding FINRA Rule
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-797.html
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-797.htmlTue, 19 Jan 2010 00:00:00 -08002010-797Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-01-19/pdf/2010-797.pdfRule - Shareholder Approval of Executive Compensation of TARP Recipients
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-756.html
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-756.htmlTue, 19 Jan 2010 00:00:00 -08002010-756Rulehttp://www.gpo.gov/fdsys/pkg/FR-2010-01-19/pdf/2010-756.pdfNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving a Proposed Rule Change Relating to Market Data Fees
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-704.html
https://regulations.justia.com/regulations/fedreg/2010/01/19/2010-704.htmlTue, 19 Jan 2010 00:00:00 -08002010-704Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-01-19/pdf/2010-704.pdf