<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/01/14?registers=between Sun, 22 Jun 2025 18:38:28 -0700 Sun, 22 Jun 2025 18:38:28 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/01/14?registers=between Notice - Sunshine Act Meeting; Notice https://regulations.justia.com/regulations/fedreg/2010/01/14/2010-649.html https://regulations.justia.com/regulations/fedreg/2010/01/14/2010-649.html Thu, 14 Jan 2010 00:00:00 -0800 2010-649 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-14/pdf/2010-649.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/01/14/2010-546.html https://regulations.justia.com/regulations/fedreg/2010/01/14/2010-546.html Thu, 14 Jan 2010 00:00:00 -0800 2010-546 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-14/pdf/2010-546.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 2.3 https://regulations.justia.com/regulations/fedreg/2010/01/14/2010-545.html https://regulations.justia.com/regulations/fedreg/2010/01/14/2010-545.html Thu, 14 Jan 2010 00:00:00 -0800 2010-545 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-14/pdf/2010-545.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend the Deficient Claims Rules of the Codes of Arbitration Procedure for Customer and Industry Disputes https://regulations.justia.com/regulations/fedreg/2010/01/14/2010-544.html https://regulations.justia.com/regulations/fedreg/2010/01/14/2010-544.html Thu, 14 Jan 2010 00:00:00 -0800 2010-544 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-14/pdf/2010-544.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Modify the Liquidity Credits Paid to Supplemental Liquidity Providers https://regulations.justia.com/regulations/fedreg/2010/01/14/2010-543.html https://regulations.justia.com/regulations/fedreg/2010/01/14/2010-543.html Thu, 14 Jan 2010 00:00:00 -0800 2010-543 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-14/pdf/2010-543.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Modify Its Liquidity Credits and Establish Separate Liquidity Credits for Supplemental Liquidity Providers https://regulations.justia.com/regulations/fedreg/2010/01/14/2010-542.html https://regulations.justia.com/regulations/fedreg/2010/01/14/2010-542.html Thu, 14 Jan 2010 00:00:00 -0800 2010-542 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-14/pdf/2010-542.pdf Notice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Its Co-Location Fees https://regulations.justia.com/regulations/fedreg/2010/01/14/2010-541.html https://regulations.justia.com/regulations/fedreg/2010/01/14/2010-541.html Thu, 14 Jan 2010 00:00:00 -0800 2010-541 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-14/pdf/2010-541.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Chicago Board Options Exchange Stock Exchange Fees Schedule https://regulations.justia.com/regulations/fedreg/2010/01/14/2010-540.html https://regulations.justia.com/regulations/fedreg/2010/01/14/2010-540.html Thu, 14 Jan 2010 00:00:00 -0800 2010-540 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-14/pdf/2010-540.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 2240 and 2250 To Reflect Changes to Corresponding FINRA Rules https://regulations.justia.com/regulations/fedreg/2010/01/14/2010-539.html https://regulations.justia.com/regulations/fedreg/2010/01/14/2010-539.html Thu, 14 Jan 2010 00:00:00 -0800 2010-539 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-14/pdf/2010-539.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Extending the Pilot Period Regarding the Use of Multiple MPIDs on FINRA Facilities https://regulations.justia.com/regulations/fedreg/2010/01/14/2010-538.html https://regulations.justia.com/regulations/fedreg/2010/01/14/2010-538.html Thu, 14 Jan 2010 00:00:00 -0800 2010-538 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-14/pdf/2010-538.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees for Fiscal Year 2010 https://regulations.justia.com/regulations/fedreg/2010/01/14/2010-537.html https://regulations.justia.com/regulations/fedreg/2010/01/14/2010-537.html Thu, 14 Jan 2010 00:00:00 -0800 2010-537 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-14/pdf/2010-537.pdf