<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/01/08?registers=between Fri, 27 Jun 2025 14:23:22 -0700 Fri, 27 Jun 2025 14:23:22 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/01/08?registers=between Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Deleting NYSE Rule 445 and Adopting New Rule 3310 To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-80.html https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-80.html Fri, 08 Jan 2010 00:00:00 -0800 2010-80 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-08/pdf/2010-80.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Deleting Rule 445-NYSE Amex Equities and Adopting New Rule 3310-NYSE Amex Equities To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-79.html https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-79.html Fri, 08 Jan 2010 00:00:00 -0800 2010-79 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-08/pdf/2010-79.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Orders From Nasdaq Execution Services https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-78.html https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-78.html Fri, 08 Jan 2010 00:00:00 -0800 2010-78 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-08/pdf/2010-78.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Orders From Archipelago Securities LLC https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-77.html https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-77.html Fri, 08 Jan 2010 00:00:00 -0800 2010-77 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-08/pdf/2010-77.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Certain Equities Orders From Archipelago Securities LLC https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-76.html https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-76.html Fri, 08 Jan 2010 00:00:00 -0800 2010-76 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-08/pdf/2010-76.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Equities Orders From Archipelago Securities LLC https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-75.html https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-75.html Fri, 08 Jan 2010 00:00:00 -0800 2010-75 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-08/pdf/2010-75.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Establish a Trading License Fee for 2010 https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-74.html https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-74.html Fri, 08 Jan 2010 00:00:00 -0800 2010-74 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-08/pdf/2010-74.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 123C(8)(a)(1) To Extend the Operation of the Extreme Order Imbalances Pilot https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-73.html https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-73.html Fri, 08 Jan 2010 00:00:00 -0800 2010-73 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-08/pdf/2010-73.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 123C(8)(a)(1) To Extend Operation of the Extreme Order Imbalances Pilot https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-72.html https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-72.html Fri, 08 Jan 2010 00:00:00 -0800 2010-72 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-08/pdf/2010-72.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Minimum Trading Increments on the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-71.html https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-71.html Fri, 08 Jan 2010 00:00:00 -0800 2010-71 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-08/pdf/2010-71.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Fee Schedule To Impose Fees for Physical Ports Used To Connect to BATS Exchange https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-70.html https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-70.html Fri, 08 Jan 2010 00:00:00 -0800 2010-70 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-08/pdf/2010-70.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to ETFS Physical Swiss Gold Shares and ETFS Physical Silver Shares https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-69.html https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-69.html Fri, 08 Jan 2010 00:00:00 -0800 2010-69 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-08/pdf/2010-69.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-68.html https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-68.html Fri, 08 Jan 2010 00:00:00 -0800 2010-68 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-08/pdf/2010-68.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-67.html https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-67.html Fri, 08 Jan 2010 00:00:00 -0800 2010-67 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-08/pdf/2010-67.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-40.html https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-40.html Fri, 08 Jan 2010 00:00:00 -0800 2010-40 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-08/pdf/2010-40.pdf Notice - Sunshine Act Meeting Notice https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-200.html https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-200.html Fri, 08 Jan 2010 00:00:00 -0800 2010-200 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-08/pdf/2010-200.pdf