Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2010/01/04?limit=200&registers=between&mode=atom 2024-12-22T21:53:08-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/01/04/E9-31164.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify CBSX Rule 51.8 To Add Pegged Cross Orders, To Add an Interpretation Regarding Pricing of Cross Orders, and To Add Greater Flexibility to Intermarket Sweep Orders 2010-01-04T00:00:00-08:00 2010-01-04T00:00:00-08:00 E9-31164 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-04/pdf/E9-31164.pdf https://regulations.justia.com/regulations/fedreg/2010/01/04/E9-31163.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change Amending Equities Rule 5.2(j)(3) 2010-01-04T00:00:00-08:00 2010-01-04T00:00:00-08:00 E9-31163 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-04/pdf/E9-31163.pdf https://regulations.justia.com/regulations/fedreg/2010/01/04/E9-31162.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change for the Listing and Trading of Sprott Physical Gold Trust 2010-01-04T00:00:00-08:00 2010-01-04T00:00:00-08:00 E9-31162 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-04/pdf/E9-31162.pdf https://regulations.justia.com/regulations/fedreg/2010/01/04/E9-31161.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rules 116 and 123C To Allow More Than One Closing Print To Be Reported to the Consolidated Tape for Closing Transactions That Exceed 99,999,999 Shares 2010-01-04T00:00:00-08:00 2010-01-04T00:00:00-08:00 E9-31161 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-04/pdf/E9-31161.pdf https://regulations.justia.com/regulations/fedreg/2010/01/04/E9-31160.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Amending the FINRA Rule 9550 Series (Expedited Proceedings) 2010-01-04T00:00:00-08:00 2010-01-04T00:00:00-08:00 E9-31160 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-04/pdf/E9-31160.pdf