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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/12/30?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/12/30?registers=between
Notice - Sunshine Act Meeting Notice
https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-31076.html
https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-31076.htmlWed, 30 Dec 2009 00:00:00 -0800E9-31076Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-30/pdf/E9-31076.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Proposing To Amend Section 703.22 of the Listed Company Manual
https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30948.html
https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30948.htmlWed, 30 Dec 2009 00:00:00 -0800E9-30948Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-30/pdf/E9-30948.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Increasing the Session Fee for the Regulatory Element of Continuing Education Requirements
https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30928.html
https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30928.htmlWed, 30 Dec 2009 00:00:00 -0800E9-30928Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-30/pdf/E9-30928.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving the Proposed Rule Change, as Modified by Amendment No. 1, Amending NYSE Rule 123C To Modify the Procedures for Its Closing Process and Making Conforming Changes to NYSE Rules 13 and 15
https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30927.html
https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30927.htmlWed, 30 Dec 2009 00:00:00 -0800E9-30927Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-30/pdf/E9-30927.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Fee Schedule of the Boston Options Exchange Facility
https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30926.html
https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30926.htmlWed, 30 Dec 2009 00:00:00 -0800E9-30926Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-30/pdf/E9-30926.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Date by Which Eligible Registrants Must Complete a Firm-Element Continuing Education Program To Qualify To Engage in a Security Futures Business
https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30925.html
https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30925.htmlWed, 30 Dec 2009 00:00:00 -0800E9-30925Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-30/pdf/E9-30925.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing of Grail McDonnell Fixed Income ETFs
https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30919.html
https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30919.htmlWed, 30 Dec 2009 00:00:00 -0800E9-30919Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-30/pdf/E9-30919.pdfNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To List and Trade Options on the ETFS Gold Trust and the ETFS Silver Trust
https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30917.html
https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30917.htmlWed, 30 Dec 2009 00:00:00 -0800E9-30917Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-30/pdf/E9-30917.pdfNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending Commentary .10 to Rule 915 and Commentary .11 to Rule 916
https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30916.html
https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30916.htmlWed, 30 Dec 2009 00:00:00 -0800E9-30916Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-30/pdf/E9-30916.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 5.3
https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30915.html
https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30915.htmlWed, 30 Dec 2009 00:00:00 -0800E9-30915Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-30/pdf/E9-30915.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IM-2110-7 To Reflect Changes to Corresponding FINRA Rule
https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30914.html
https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30914.htmlWed, 30 Dec 2009 00:00:00 -0800E9-30914Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-30/pdf/E9-30914.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend the Hearing Location Rules of the Codes of Arbitration Procedure for Customer and Industry Disputes December 22, 2009.
https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30913.html
https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30913.htmlWed, 30 Dec 2009 00:00:00 -0800E9-30913Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-30/pdf/E9-30913.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Rules Relating to Conduct of Business on the Exchange
https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30912.html
https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30912.htmlWed, 30 Dec 2009 00:00:00 -0800E9-30912Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-30/pdf/E9-30912.pdfNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Rule 11 Governing Round Lots, Odd Lots and Mixed Lots.
https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30911.html
https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30911.htmlWed, 30 Dec 2009 00:00:00 -0800E9-30911Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-30/pdf/E9-30911.pdfRule - Temporary Rule Regarding Principal Trades With Certain Advisory Clients
https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30877.html
https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30877.htmlWed, 30 Dec 2009 00:00:00 -0800E9-30877Rulehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-30/pdf/E9-30877.pdf