<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/12/29?registers=between Tue, 22 Jul 2025 17:47:11 -0700 Tue, 22 Jul 2025 17:47:11 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/12/29?registers=between Notice - In the Matter of: GH3 International, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30943.html https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30943.html Tue, 29 Dec 2009 00:00:00 -0800 E9-30943 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-29/pdf/E9-30943.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Conforming ISE Rule 622 With Comparable NASD Rule 11870 https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30791.html https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30791.html Tue, 29 Dec 2009 00:00:00 -0800 E9-30791 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-29/pdf/E9-30791.pdf Notice - Consolidated Tape Association; Order Approving the Thirteenth Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan and Seventh Charges Amendment to the Restated Consolidated Quotation Plan https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30790.html https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30790.html Tue, 29 Dec 2009 00:00:00 -0800 E9-30790 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-29/pdf/E9-30790.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listing and Trading Shares of the ETFS Platinum Trust https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30789.html https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30789.html Tue, 29 Dec 2009 00:00:00 -0800 E9-30789 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-29/pdf/E9-30789.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30788.html https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30788.html Tue, 29 Dec 2009 00:00:00 -0800 E9-30788 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-29/pdf/E9-30788.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating To Listing and Trading Shares of the ETFS Palladium Trust https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30787.html https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30787.html Tue, 29 Dec 2009 00:00:00 -0800 E9-30787 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-29/pdf/E9-30787.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Regarding National Securities Clearing Corporation's Board of Directors Election Process and Delegation Authority https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30786.html https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30786.html Tue, 29 Dec 2009 00:00:00 -0800 E9-30786 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-29/pdf/E9-30786.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Regarding Fixed Income Clearing Corporation's Board of Directors Election Process and Delegation Authority https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30785.html https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30785.html Tue, 29 Dec 2009 00:00:00 -0800 E9-30785 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-29/pdf/E9-30785.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Repeal NASD Rules 2760 and 2780, Incorporated NYSE Rules 2B and 411, and the Interpretation to Incorporated NYSE Rule 411(a)(ii)(5) as Part of the Process of Developing the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30784.html https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30784.html Tue, 29 Dec 2009 00:00:00 -0800 E9-30784 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-29/pdf/E9-30784.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Regarding the Depository Trust Company's Board of Directors Election Process https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30783.html https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30783.html Tue, 29 Dec 2009 00:00:00 -0800 E9-30783 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-29/pdf/E9-30783.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IM-1002-1 To Reflect Changes to a Corresponding FINRA Rule https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30782.html https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30782.html Tue, 29 Dec 2009 00:00:00 -0800 E9-30782 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-29/pdf/E9-30782.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of the Proposed Rule Change, as Modified by Amendment No. 1, Related to Professional Orders https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30781.html https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30781.html Tue, 29 Dec 2009 00:00:00 -0800 E9-30781 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-29/pdf/E9-30781.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.31 To Establish the “Market To Limit” Order Type https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30780.html https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30780.html Tue, 29 Dec 2009 00:00:00 -0800 E9-30780 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-29/pdf/E9-30780.pdf Notice - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2010 https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30726.html https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30726.html Tue, 29 Dec 2009 00:00:00 -0800 E9-30726 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-29/pdf/E9-30726.pdf