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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/12/22?registers=between
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Justia Regulations Tracker
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<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/12/22?registers=between
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Notice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2009/12/22/E9-30338.html
https://regulations.justia.com/regulations/fedreg/2009/12/22/E9-30338.html
Tue, 22 Dec 2009 00:00:00 -0800
E9-30338
Notice
http://www.gpo.gov/fdsys/pkg/FR-2009-12-22/pdf/E9-30338.pdf
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Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BOX Trading Rules Chapters III and XIV
https://regulations.justia.com/regulations/fedreg/2009/12/22/E9-30337.html
https://regulations.justia.com/regulations/fedreg/2009/12/22/E9-30337.html
Tue, 22 Dec 2009 00:00:00 -0800
E9-30337
Notice
http://www.gpo.gov/fdsys/pkg/FR-2009-12-22/pdf/E9-30337.pdf
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Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating To Adopt FINRA Rule 5320 (Prohibition Against Trading Ahead of Customer Orders) in the Consolidated FINRA Rulebook
https://regulations.justia.com/regulations/fedreg/2009/12/22/E9-30336.html
https://regulations.justia.com/regulations/fedreg/2009/12/22/E9-30336.html
Tue, 22 Dec 2009 00:00:00 -0800
E9-30336
Notice
http://www.gpo.gov/fdsys/pkg/FR-2009-12-22/pdf/E9-30336.pdf
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Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5160 (Disclosure of Price and Concessions in Selling Agreements) in the Consolidated FINRA Rulebook
https://regulations.justia.com/regulations/fedreg/2009/12/22/E9-30335.html
https://regulations.justia.com/regulations/fedreg/2009/12/22/E9-30335.html
Tue, 22 Dec 2009 00:00:00 -0800
E9-30335
Notice
http://www.gpo.gov/fdsys/pkg/FR-2009-12-22/pdf/E9-30335.pdf