<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/12/18?registers=between Wed, 25 Jun 2025 18:29:41 -0700 Wed, 25 Jun 2025 18:29:41 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/12/18?registers=between Notice - Order Extending and Modifying Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection With Request of Chicago Mercantile Exchange Inc. Related to Central Clearing of Credit Default Swaps, and Request for Comments https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30087.html https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30087.html Fri, 18 Dec 2009 00:00:00 -0800 E9-30087 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30087.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Waiver and Credit of Certain FINRA/Nasdaq Trade Reporting Facility and OTC Reporting Facility Fees https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30086.html https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30086.html Fri, 18 Dec 2009 00:00:00 -0800 E9-30086 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30086.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Revising Its Telephone Policies https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30085.html https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30085.html Fri, 18 Dec 2009 00:00:00 -0800 E9-30085 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30085.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Consisting of Amendments to Rule G-37 (Political Contributions and Prohibitions on Municipal Securities Business) and Rule G-8 (Books and Records To Be Made by Brokers, Dealers and Municipal Securities Dealers) https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30084.html https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30084.html Fri, 18 Dec 2009 00:00:00 -0800 E9-30084 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30084.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Registered Representative Fee and an Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30083.html https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30083.html Fri, 18 Dec 2009 00:00:00 -0800 E9-30083 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30083.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Dividend Index Options https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30081.html https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30081.html Fri, 18 Dec 2009 00:00:00 -0800 E9-30081 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30081.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to Changes in NYSE Realtime Reference Prices Service https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30080.html https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30080.html Fri, 18 Dec 2009 00:00:00 -0800 E9-30080 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30080.pdf Notice - Self-Regulatory Organizations; NYSE Amex, Inc.; Notice of Filing of Proposed Rule Change To Establish the NYSE Amex Realtime Reference Prices Service https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30079.html https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30079.html Fri, 18 Dec 2009 00:00:00 -0800 E9-30079 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30079.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Modifying the NYSE Arca Realtime Reference Prices Service https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30078.html https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30078.html Fri, 18 Dec 2009 00:00:00 -0800 E9-30078 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30078.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Regarding Authority Over C2 Options Exchange, Incorporated https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30077.html https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30077.html Fri, 18 Dec 2009 00:00:00 -0800 E9-30077 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30077.pdf Proposed Rule - Facilitating Shareholder Director Nominations https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30076.html https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30076.html Fri, 18 Dec 2009 00:00:00 -0800 E9-30076 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30076.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Add Commentary .01 to Rule 934.3NY https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30064.html https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30064.html Fri, 18 Dec 2009 00:00:00 -0800 E9-30064 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30064.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Add Commentary .01 to Rule 6.47 https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30063.html https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30063.html Fri, 18 Dec 2009 00:00:00 -0800 E9-30063 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30063.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 1160 To Reflect the Availability of the FINRA Contact System to Nasdaq Members That Are Not Also Members of FINRA https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30062.html https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30062.html Fri, 18 Dec 2009 00:00:00 -0800 E9-30062 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30062.pdf