Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/12/18?limit=200&registers=between&mode=atom 2024-12-22T06:51:43-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30087.html Notice - Order Extending and Modifying Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection With Request of Chicago Mercantile Exchange Inc. Related to Central Clearing of Credit Default Swaps, and Request for Comments 2009-12-18T00:00:00-08:00 2009-12-18T00:00:00-08:00 E9-30087 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30087.pdf https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30086.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Waiver and Credit of Certain FINRA/Nasdaq Trade Reporting Facility and OTC Reporting Facility Fees 2009-12-18T00:00:00-08:00 2009-12-18T00:00:00-08:00 E9-30086 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30086.pdf https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30085.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Revising Its Telephone Policies 2009-12-18T00:00:00-08:00 2009-12-18T00:00:00-08:00 E9-30085 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30085.pdf https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30084.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Consisting of Amendments to Rule G-37 (Political Contributions and Prohibitions on Municipal Securities Business) and Rule G-8 (Books and Records To Be Made by Brokers, Dealers and Municipal Securities Dealers) 2009-12-18T00:00:00-08:00 2009-12-18T00:00:00-08:00 E9-30084 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30084.pdf https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30083.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Registered Representative Fee and an Options Regulatory Fee 2009-12-18T00:00:00-08:00 2009-12-18T00:00:00-08:00 E9-30083 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30083.pdf https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30081.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Dividend Index Options 2009-12-18T00:00:00-08:00 2009-12-18T00:00:00-08:00 E9-30081 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30081.pdf https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30080.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to Changes in NYSE Realtime Reference Prices Service 2009-12-18T00:00:00-08:00 2009-12-18T00:00:00-08:00 E9-30080 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30080.pdf https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30079.html Notice - Self-Regulatory Organizations; NYSE Amex, Inc.; Notice of Filing of Proposed Rule Change To Establish the NYSE Amex Realtime Reference Prices Service 2009-12-18T00:00:00-08:00 2009-12-18T00:00:00-08:00 E9-30079 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30079.pdf https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30078.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Modifying the NYSE Arca Realtime Reference Prices Service 2009-12-18T00:00:00-08:00 2009-12-18T00:00:00-08:00 E9-30078 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30078.pdf https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30077.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Regarding Authority Over C2 Options Exchange, Incorporated 2009-12-18T00:00:00-08:00 2009-12-18T00:00:00-08:00 E9-30077 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30077.pdf https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30076.html Proposed Rule - Facilitating Shareholder Director Nominations 2009-12-18T00:00:00-08:00 2009-12-18T00:00:00-08:00 E9-30076 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30076.pdf https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30064.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Add Commentary .01 to Rule 934.3NY 2009-12-18T00:00:00-08:00 2009-12-18T00:00:00-08:00 E9-30064 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30064.pdf https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30063.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Add Commentary .01 to Rule 6.47 2009-12-18T00:00:00-08:00 2009-12-18T00:00:00-08:00 E9-30063 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30063.pdf https://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30062.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 1160 To Reflect the Availability of the FINRA Contact System to Nasdaq Members That Are Not Also Members of FINRA 2009-12-18T00:00:00-08:00 2009-12-18T00:00:00-08:00 E9-30062 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30062.pdf