Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/12/18?limit=200®isters=between&mode=atom2024-12-22T06:51:43-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30087.htmlNotice - Order Extending and Modifying Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection With Request of Chicago Mercantile Exchange Inc. Related to Central Clearing of Credit Default Swaps, and Request for Comments2009-12-18T00:00:00-08:002009-12-18T00:00:00-08:00E9-30087Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30087.pdfhttps://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30086.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Waiver and Credit of Certain FINRA/Nasdaq Trade Reporting Facility and OTC Reporting Facility Fees2009-12-18T00:00:00-08:002009-12-18T00:00:00-08:00E9-30086Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30086.pdfhttps://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30085.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Revising Its Telephone Policies2009-12-18T00:00:00-08:002009-12-18T00:00:00-08:00E9-30085Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30085.pdfhttps://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30084.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Consisting of Amendments to Rule G-37 (Political Contributions and Prohibitions on Municipal Securities Business) and Rule G-8 (Books and Records To Be Made by Brokers, Dealers and Municipal Securities Dealers)2009-12-18T00:00:00-08:002009-12-18T00:00:00-08:00E9-30084Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30084.pdfhttps://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30083.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Registered Representative Fee and an Options Regulatory Fee2009-12-18T00:00:00-08:002009-12-18T00:00:00-08:00E9-30083Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30083.pdfhttps://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30081.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Dividend Index Options2009-12-18T00:00:00-08:002009-12-18T00:00:00-08:00E9-30081Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30081.pdfhttps://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30080.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to Changes in NYSE Realtime Reference Prices Service2009-12-18T00:00:00-08:002009-12-18T00:00:00-08:00E9-30080Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30080.pdfhttps://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30079.htmlNotice - Self-Regulatory Organizations; NYSE Amex, Inc.; Notice of Filing of Proposed Rule Change To Establish the NYSE Amex Realtime Reference Prices Service2009-12-18T00:00:00-08:002009-12-18T00:00:00-08:00E9-30079Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30079.pdfhttps://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30078.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Modifying the NYSE Arca Realtime Reference Prices Service2009-12-18T00:00:00-08:002009-12-18T00:00:00-08:00E9-30078Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30078.pdfhttps://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30077.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Regarding Authority Over C2 Options Exchange, Incorporated2009-12-18T00:00:00-08:002009-12-18T00:00:00-08:00E9-30077Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30077.pdfhttps://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30076.htmlProposed Rule - Facilitating Shareholder Director Nominations2009-12-18T00:00:00-08:002009-12-18T00:00:00-08:00E9-30076Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30076.pdfhttps://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30064.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Add Commentary .01 to Rule 934.3NY2009-12-18T00:00:00-08:002009-12-18T00:00:00-08:00E9-30064Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30064.pdfhttps://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30063.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Add Commentary .01 to Rule 6.472009-12-18T00:00:00-08:002009-12-18T00:00:00-08:00E9-30063Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30063.pdfhttps://regulations.justia.com/regulations/fedreg/2009/12/18/E9-30062.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 1160 To Reflect the Availability of the FINRA Contact System to Nasdaq Members That Are Not Also Members of FINRA2009-12-18T00:00:00-08:002009-12-18T00:00:00-08:00E9-30062Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-18/pdf/E9-30062.pdf