<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/12/14?registers=between Sun, 22 Jun 2025 19:14:23 -0700 Sun, 22 Jun 2025 19:14:23 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/12/14?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2009/12/14/E9-29796.html https://regulations.justia.com/regulations/fedreg/2009/12/14/E9-29796.html Mon, 14 Dec 2009 00:00:00 -0800 E9-29796 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-14/pdf/E9-29796.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2009/12/14/E9-29718.html https://regulations.justia.com/regulations/fedreg/2009/12/14/E9-29718.html Mon, 14 Dec 2009 00:00:00 -0800 E9-29718 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-14/pdf/E9-29718.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2330 and IM-2330 To Reflect Changes to Corresponding FINRA Rule https://regulations.justia.com/regulations/fedreg/2009/12/14/E9-29649.html https://regulations.justia.com/regulations/fedreg/2009/12/14/E9-29649.html Mon, 14 Dec 2009 00:00:00 -0800 E9-29649 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-14/pdf/E9-29649.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2330 and IM-2330 To Reflect Changes to Corresponding FINRA Rule https://regulations.justia.com/regulations/fedreg/2009/12/14/E9-29648.html https://regulations.justia.com/regulations/fedreg/2009/12/14/E9-29648.html Mon, 14 Dec 2009 00:00:00 -0800 E9-29648 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-14/pdf/E9-29648.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2009/12/14/E9-29647.html https://regulations.justia.com/regulations/fedreg/2009/12/14/E9-29647.html Mon, 14 Dec 2009 00:00:00 -0800 E9-29647 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-14/pdf/E9-29647.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/12/14/E9-29633.html https://regulations.justia.com/regulations/fedreg/2009/12/14/E9-29633.html Mon, 14 Dec 2009 00:00:00 -0800 E9-29633 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-14/pdf/E9-29633.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Exclude Early Closing Days From Certain ADV Calculations https://regulations.justia.com/regulations/fedreg/2009/12/14/E9-29632.html https://regulations.justia.com/regulations/fedreg/2009/12/14/E9-29632.html Mon, 14 Dec 2009 00:00:00 -0800 E9-29632 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-14/pdf/E9-29632.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 1600 To More Fully Incorporate Away Market Contra Side Liquidity in the Execution of New York Block Exchange Orders https://regulations.justia.com/regulations/fedreg/2009/12/14/E9-29631.html https://regulations.justia.com/regulations/fedreg/2009/12/14/E9-29631.html Mon, 14 Dec 2009 00:00:00 -0800 E9-29631 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-14/pdf/E9-29631.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Suspend Certain Provisions of NYSE Rules 116 and 123C Relating to the Requirement That the Closing Transaction Be Reported to the Consolidated Tape as a Single Transaction https://regulations.justia.com/regulations/fedreg/2009/12/14/E9-29630.html https://regulations.justia.com/regulations/fedreg/2009/12/14/E9-29630.html Mon, 14 Dec 2009 00:00:00 -0800 E9-29630 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-14/pdf/E9-29630.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter XI (Communications With Public Customers) https://regulations.justia.com/regulations/fedreg/2009/12/14/E9-29629.html https://regulations.justia.com/regulations/fedreg/2009/12/14/E9-29629.html Mon, 14 Dec 2009 00:00:00 -0800 E9-29629 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-14/pdf/E9-29629.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the CBSX Market Data Infrastructure Fee https://regulations.justia.com/regulations/fedreg/2009/12/14/E9-29628.html https://regulations.justia.com/regulations/fedreg/2009/12/14/E9-29628.html Mon, 14 Dec 2009 00:00:00 -0800 E9-29628 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-14/pdf/E9-29628.pdf