Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/12/14?limit=200&registers=between&mode=atom 2024-05-23T05:56:13-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/12/14/E9-29796.html Notice - Sunshine Act Meeting 2009-12-14T00:00:00-08:00 2009-12-14T00:00:00-08:00 E9-29796 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-14/pdf/E9-29796.pdf https://regulations.justia.com/regulations/fedreg/2009/12/14/E9-29718.html Notice - Sunshine Act Meeting 2009-12-14T00:00:00-08:00 2009-12-14T00:00:00-08:00 E9-29718 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-14/pdf/E9-29718.pdf https://regulations.justia.com/regulations/fedreg/2009/12/14/E9-29649.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2330 and IM-2330 To Reflect Changes to Corresponding FINRA Rule 2009-12-14T00:00:00-08:00 2009-12-14T00:00:00-08:00 E9-29649 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-14/pdf/E9-29649.pdf https://regulations.justia.com/regulations/fedreg/2009/12/14/E9-29648.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2330 and IM-2330 To Reflect Changes to Corresponding FINRA Rule 2009-12-14T00:00:00-08:00 2009-12-14T00:00:00-08:00 E9-29648 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-14/pdf/E9-29648.pdf https://regulations.justia.com/regulations/fedreg/2009/12/14/E9-29647.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes 2009-12-14T00:00:00-08:00 2009-12-14T00:00:00-08:00 E9-29647 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-14/pdf/E9-29647.pdf https://regulations.justia.com/regulations/fedreg/2009/12/14/E9-29633.html Notice - Proposed Collection; Comment Request 2009-12-14T00:00:00-08:00 2009-12-14T00:00:00-08:00 E9-29633 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-14/pdf/E9-29633.pdf https://regulations.justia.com/regulations/fedreg/2009/12/14/E9-29632.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Exclude Early Closing Days From Certain ADV Calculations 2009-12-14T00:00:00-08:00 2009-12-14T00:00:00-08:00 E9-29632 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-14/pdf/E9-29632.pdf https://regulations.justia.com/regulations/fedreg/2009/12/14/E9-29631.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 1600 To More Fully Incorporate Away Market Contra Side Liquidity in the Execution of New York Block Exchange Orders 2009-12-14T00:00:00-08:00 2009-12-14T00:00:00-08:00 E9-29631 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-14/pdf/E9-29631.pdf https://regulations.justia.com/regulations/fedreg/2009/12/14/E9-29630.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Suspend Certain Provisions of NYSE Rules 116 and 123C Relating to the Requirement That the Closing Transaction Be Reported to the Consolidated Tape as a Single Transaction 2009-12-14T00:00:00-08:00 2009-12-14T00:00:00-08:00 E9-29630 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-14/pdf/E9-29630.pdf https://regulations.justia.com/regulations/fedreg/2009/12/14/E9-29629.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter XI (Communications With Public Customers) 2009-12-14T00:00:00-08:00 2009-12-14T00:00:00-08:00 E9-29629 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-14/pdf/E9-29629.pdf https://regulations.justia.com/regulations/fedreg/2009/12/14/E9-29628.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the CBSX Market Data Infrastructure Fee 2009-12-14T00:00:00-08:00 2009-12-14T00:00:00-08:00 E9-29628 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-14/pdf/E9-29628.pdf