<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/12/11?registers=between Fri, 27 Jun 2025 07:06:33 -0700 Fri, 27 Jun 2025 07:06:33 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/12/11?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt FINRA Rule 2330 (Members' Responsibilities Regarding Deferred Variable Annuities) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/12/11/E9-29526.html https://regulations.justia.com/regulations/fedreg/2009/12/11/E9-29526.html Fri, 11 Dec 2009 00:00:00 -0800 E9-29526 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-11/pdf/E9-29526.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 4570 (Custodian of Books and Records) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/12/11/E9-29524.html https://regulations.justia.com/regulations/fedreg/2009/12/11/E9-29524.html Fri, 11 Dec 2009 00:00:00 -0800 E9-29524 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-11/pdf/E9-29524.pdf Notice - Madison Asset Management, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/12/11/E9-29523.html https://regulations.justia.com/regulations/fedreg/2009/12/11/E9-29523.html Fri, 11 Dec 2009 00:00:00 -0800 E9-29523 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-11/pdf/E9-29523.pdf