<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/12/04?registers=between Sat, 28 Jun 2025 02:30:53 -0700 Sat, 28 Jun 2025 02:30:53 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/12/04?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Require That Companies Provide Nasdaq With at least Ten Minutes Prior Notification When Releasing Material Information and Eliminate a Potential Inconsistency With Commission Guidance on the Use of Company Websites To Satisfy Public Disclosure Requirements https://regulations.justia.com/regulations/fedreg/2009/12/04/Z9-27998.html https://regulations.justia.com/regulations/fedreg/2009/12/04/Z9-27998.html Fri, 04 Dec 2009 00:00:00 -0800 Z9-27998 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-04/pdf/Z9-27998.pdf Notice - Strategic Funds, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/12/04/E9-28977.html https://regulations.justia.com/regulations/fedreg/2009/12/04/E9-28977.html Fri, 04 Dec 2009 00:00:00 -0800 E9-28977 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-04/pdf/E9-28977.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to Stock-Option Orders https://regulations.justia.com/regulations/fedreg/2009/12/04/E9-28891.html https://regulations.justia.com/regulations/fedreg/2009/12/04/E9-28891.html Fri, 04 Dec 2009 00:00:00 -0800 E9-28891 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-04/pdf/E9-28891.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change as Modified by Amendment No. 1 To Amend Certain Corporate Governance Requirements https://regulations.justia.com/regulations/fedreg/2009/12/04/E9-28890.html https://regulations.justia.com/regulations/fedreg/2009/12/04/E9-28890.html Fri, 04 Dec 2009 00:00:00 -0800 E9-28890 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-04/pdf/E9-28890.pdf Proposed Rule - Proposed Rules for Nationally Recognized Statistical Rating Organizations https://regulations.justia.com/regulations/fedreg/2009/12/04/E9-28497.html https://regulations.justia.com/regulations/fedreg/2009/12/04/E9-28497.html Fri, 04 Dec 2009 00:00:00 -0800 E9-28497 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-12-04/pdf/E9-28497.pdf Rule - Amendments to Rules for Nationally Recognized Statistical Rating Organizations https://regulations.justia.com/regulations/fedreg/2009/12/04/E9-28496.html https://regulations.justia.com/regulations/fedreg/2009/12/04/E9-28496.html Fri, 04 Dec 2009 00:00:00 -0800 E9-28496 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-12-04/pdf/E9-28496.pdf