<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/11/30?registers=between Wed, 20 Aug 2025 11:16:02 -0700 Wed, 20 Aug 2025 11:16:02 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/11/30?registers=between Notice - In the Matter of Customer Sports, Inc., Leonidas Films, Inc. (n/k/a Consolidated Pictures Group, Inc.), Sportsprize Entertainment, Inc., U.S. Interactive, Inc., and USA Biomass Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2009/11/30/E9-28639.html https://regulations.justia.com/regulations/fedreg/2009/11/30/E9-28639.html Mon, 30 Nov 2009 00:00:00 -0800 E9-28639 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-30/pdf/E9-28639.pdf Notice - Members Mutual Funds, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/11/30/E9-28560.html https://regulations.justia.com/regulations/fedreg/2009/11/30/E9-28560.html Mon, 30 Nov 2009 00:00:00 -0800 E9-28560 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-30/pdf/E9-28560.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rules 5.17 and 6.8 https://regulations.justia.com/regulations/fedreg/2009/11/30/E9-28535.html https://regulations.justia.com/regulations/fedreg/2009/11/30/E9-28535.html Mon, 30 Nov 2009 00:00:00 -0800 E9-28535 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-30/pdf/E9-28535.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE AMEX LLC Amending Rules 904 and 904C https://regulations.justia.com/regulations/fedreg/2009/11/30/E9-28519.html https://regulations.justia.com/regulations/fedreg/2009/11/30/E9-28519.html Mon, 30 Nov 2009 00:00:00 -0800 E9-28519 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-30/pdf/E9-28519.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change Relating to Section 1(c) of Schedule A to the FINRA By-Laws To Amend the Personnel Assessment and Gross Income Assessment https://regulations.justia.com/regulations/fedreg/2009/11/30/E9-28472.html https://regulations.justia.com/regulations/fedreg/2009/11/30/E9-28472.html Mon, 30 Nov 2009 00:00:00 -0800 E9-28472 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-30/pdf/E9-28472.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the $1.00 Strike Program To Allow Low-Strike LEAPS on the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2009/11/30/E9-28471.html https://regulations.justia.com/regulations/fedreg/2009/11/30/E9-28471.html Mon, 30 Nov 2009 00:00:00 -0800 E9-28471 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-30/pdf/E9-28471.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to Increase the Ceiling on Its Equity Ownership Interest in BIDS Holdings L.P. to Less Than 10% https://regulations.justia.com/regulations/fedreg/2009/11/30/E9-28470.html https://regulations.justia.com/regulations/fedreg/2009/11/30/E9-28470.html Mon, 30 Nov 2009 00:00:00 -0800 E9-28470 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-30/pdf/E9-28470.pdf