<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/11/24?registers=between Fri, 18 Jul 2025 14:37:18 -0700 Fri, 18 Jul 2025 14:37:18 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/11/24?registers=between Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change by International Securities Exchange, LLC Relating to Changes to the U.S. Exchange Holdings, Inc. Corporate Documents and International Securities Exchange Trust Agreement in Connection With the Form 1 Applications of EDGA Exchange, Inc. and EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28196.html https://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28196.html Tue, 24 Nov 2009 00:00:00 -0800 E9-28196 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-24/pdf/E9-28196.pdf Notice - Joint Order Modifying the Listing Standards Requirements Under Section 6(h) of the Securities Exchange Act of 1934 and the Criteria Under Section 2(a)(1) of the Commodity Exchange Act https://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28164.html https://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28164.html Tue, 24 Nov 2009 00:00:00 -0800 E9-28164 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-24/pdf/E9-28164.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of New Rule A-16, on Examination Fees https://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28120.html https://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28120.html Tue, 24 Nov 2009 00:00:00 -0800 E9-28120 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-24/pdf/E9-28120.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Amending Equities Rule 5.2(j)(3) https://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28119.html https://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28119.html Tue, 24 Nov 2009 00:00:00 -0800 E9-28119 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-24/pdf/E9-28119.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Regarding Listing and Trading of RP Short Duration ETF https://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28118.html https://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28118.html Tue, 24 Nov 2009 00:00:00 -0800 E9-28118 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-24/pdf/E9-28118.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Related to the Simple Auction Liaison (SAL) https://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28100.html https://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28100.html Tue, 24 Nov 2009 00:00:00 -0800 E9-28100 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-24/pdf/E9-28100.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fee Schedule of the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28099.html https://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28099.html Tue, 24 Nov 2009 00:00:00 -0800 E9-28099 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-24/pdf/E9-28099.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program To Expose All-Or-None Orders Until December 31, 2009 https://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28098.html https://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28098.html Tue, 24 Nov 2009 00:00:00 -0800 E9-28098 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-24/pdf/E9-28098.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28096.html https://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28096.html Tue, 24 Nov 2009 00:00:00 -0800 E9-28096 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-24/pdf/E9-28096.pdf Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Restated Certificate of Incorporation of the NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28095.html https://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28095.html Tue, 24 Nov 2009 00:00:00 -0800 E9-28095 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-24/pdf/E9-28095.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Restated Certificate of Incorporation of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28094.html https://regulations.justia.com/regulations/fedreg/2009/11/24/E9-28094.html Tue, 24 Nov 2009 00:00:00 -0800 E9-28094 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-24/pdf/E9-28094.pdf