<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/11/13?registers=between Fri, 27 Jun 2025 17:59:16 -0700 Fri, 27 Jun 2025 17:59:16 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/11/13?registers=between Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program for Directed Orders https://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27264.html https://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27264.html Fri, 13 Nov 2009 00:00:00 -0800 E9-27264 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-13/pdf/E9-27264.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center https://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27260.html https://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27260.html Fri, 13 Nov 2009 00:00:00 -0800 E9-27260 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-13/pdf/E9-27260.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Modify Fees for Members Using the NASDAQ OMX BX Equities System https://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27259.html https://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27259.html Fri, 13 Nov 2009 00:00:00 -0800 E9-27259 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-13/pdf/E9-27259.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Clarify Specialist Obligations https://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27257.html https://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27257.html Fri, 13 Nov 2009 00:00:00 -0800 E9-27257 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-13/pdf/E9-27257.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add 75 Classes to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27256.html https://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27256.html Fri, 13 Nov 2009 00:00:00 -0800 E9-27256 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-13/pdf/E9-27256.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending a Temporary Equity Transaction Fee for Shares Executed on the NYSE MatchPointSM https://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27255.html https://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27255.html Fri, 13 Nov 2009 00:00:00 -0800 E9-27255 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-13/pdf/E9-27255.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27254.html https://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27254.html Fri, 13 Nov 2009 00:00:00 -0800 E9-27254 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-13/pdf/E9-27254.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27253.html https://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27253.html Fri, 13 Nov 2009 00:00:00 -0800 E9-27253 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-13/pdf/E9-27253.pdf