Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/11/13?limit=200®isters=between&mode=atom2025-01-03T02:30:20-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27264.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program for Directed Orders2009-11-13T00:00:00-08:002009-11-13T00:00:00-08:00E9-27264Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-13/pdf/E9-27264.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27260.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center2009-11-13T00:00:00-08:002009-11-13T00:00:00-08:00E9-27260Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-13/pdf/E9-27260.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27259.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Modify Fees for Members Using the NASDAQ OMX BX Equities System2009-11-13T00:00:00-08:002009-11-13T00:00:00-08:00E9-27259Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-13/pdf/E9-27259.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27257.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Clarify Specialist Obligations2009-11-13T00:00:00-08:002009-11-13T00:00:00-08:00E9-27257Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-13/pdf/E9-27257.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27256.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add 75 Classes to the Penny Pilot Program2009-11-13T00:00:00-08:002009-11-13T00:00:00-08:00E9-27256Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-13/pdf/E9-27256.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27255.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending a Temporary Equity Transaction Fee for Shares Executed on the NYSE MatchPointSM2009-11-13T00:00:00-08:002009-11-13T00:00:00-08:00E9-27255Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-13/pdf/E9-27255.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27254.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services2009-11-13T00:00:00-08:002009-11-13T00:00:00-08:00E9-27254Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-13/pdf/E9-27254.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/13/E9-27253.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fee Schedule2009-11-13T00:00:00-08:002009-11-13T00:00:00-08:00E9-27253Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-13/pdf/E9-27253.pdf