<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/11/04?registers=between Sun, 22 Dec 2024 12:53:59 -0800 Sun, 22 Dec 2024 12:53:59 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/11/04?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2009/11/04/E9-26721.html https://regulations.justia.com/regulations/fedreg/2009/11/04/E9-26721.html Wed, 04 Nov 2009 00:00:00 -0800 E9-26721 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-04/pdf/E9-26721.pdf Rule - Staff Accounting Bulletin No. 113 https://regulations.justia.com/regulations/fedreg/2009/11/04/E9-26525.html https://regulations.justia.com/regulations/fedreg/2009/11/04/E9-26525.html Wed, 04 Nov 2009 00:00:00 -0800 E9-26525 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-11-04/pdf/E9-26525.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/11/04/E9-26514.html https://regulations.justia.com/regulations/fedreg/2009/11/04/E9-26514.html Wed, 04 Nov 2009 00:00:00 -0800 E9-26514 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-04/pdf/E9-26514.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify the Fees for Listing on the Nasdaq Stock Market and the Fee for Written Interpretations of Nasdaq Listing Rules https://regulations.justia.com/regulations/fedreg/2009/11/04/E9-26513.html https://regulations.justia.com/regulations/fedreg/2009/11/04/E9-26513.html Wed, 04 Nov 2009 00:00:00 -0800 E9-26513 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-04/pdf/E9-26513.pdf Notice - MFS Government Markets Income Trust et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/11/04/E9-26512.html https://regulations.justia.com/regulations/fedreg/2009/11/04/E9-26512.html Wed, 04 Nov 2009 00:00:00 -0800 E9-26512 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-04/pdf/E9-26512.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Its Optional Anti-Internalization Functionality https://regulations.justia.com/regulations/fedreg/2009/11/04/E9-26511.html https://regulations.justia.com/regulations/fedreg/2009/11/04/E9-26511.html Wed, 04 Nov 2009 00:00:00 -0800 E9-26511 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-04/pdf/E9-26511.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Its Optional Anti-Internalization Functionality https://regulations.justia.com/regulations/fedreg/2009/11/04/E9-26510.html https://regulations.justia.com/regulations/fedreg/2009/11/04/E9-26510.html Wed, 04 Nov 2009 00:00:00 -0800 E9-26510 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-04/pdf/E9-26510.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, LLC Related to Market Maker Guidelines https://regulations.justia.com/regulations/fedreg/2009/11/04/E9-26509.html https://regulations.justia.com/regulations/fedreg/2009/11/04/E9-26509.html Wed, 04 Nov 2009 00:00:00 -0800 E9-26509 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-04/pdf/E9-26509.pdf