Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/11/03?limit=200®isters=between&mode=atom2024-12-22T12:45:00-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2009/11/03/E9-26403.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Relating to $1 Strikes for KBW Bank Index Options (BKX)2009-11-03T00:00:00-08:002009-11-03T00:00:00-08:00E9-26403Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-03/pdf/E9-26403.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/03/E9-26360.htmlNotice - Self-Regulatory Organizations; the Depository Trust Company; Order Approving Proposed Rule Change Relating to Municipal Bonds Redemption Process2009-11-03T00:00:00-08:002009-11-03T00:00:00-08:00E9-26360Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-03/pdf/E9-26360.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/03/E9-26359.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 70 in Order To Update d-Quote Functionality and Provide for e-Quotes To Peg to the National Best Bid or Offer2009-11-03T00:00:00-08:002009-11-03T00:00:00-08:00E9-26359Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-03/pdf/E9-26359.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/03/E9-26358.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 70 in Order To Update d-Quote Functionality and Provide for e-Quotes To Peg to the National Best Bid or Offer2009-11-03T00:00:00-08:002009-11-03T00:00:00-08:00E9-26358Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-03/pdf/E9-26358.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/03/E9-26357.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effective Date of and Expand the Penny Pilot Program on the Boston Options Exchange Facility2009-11-03T00:00:00-08:002009-11-03T00:00:00-08:00E9-26357Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-03/pdf/E9-26357.pdf