Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/11/02?limit=200&registers=between&mode=atom 2024-12-22T12:17:30-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/11/02/E9-26255.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Permit Listing Option Series That Are Restricted to Closing Transactions if Such Series Are Listed and Restricted to Closing Transactions on Another National Securities Exchange 2009-11-02T00:00:00-08:00 2009-11-02T00:00:00-08:00 E9-26255 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-02/pdf/E9-26255.pdf https://regulations.justia.com/regulations/fedreg/2009/11/02/E9-26254.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Rules 12100, 12506, and 12902 of the Code of Arbitration Procedure for Customer Disputes and Rule 13100 of the Code of Arbitration Procedure for Industry Disputes To Implement Conforming Changes 2009-11-02T00:00:00-08:00 2009-11-02T00:00:00-08:00 E9-26254 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-02/pdf/E9-26254.pdf https://regulations.justia.com/regulations/fedreg/2009/11/02/E9-26253.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Expansion and Extension of the Exchange's Penny Pilot Program 2009-11-02T00:00:00-08:00 2009-11-02T00:00:00-08:00 E9-26253 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-02/pdf/E9-26253.pdf https://regulations.justia.com/regulations/fedreg/2009/11/02/E9-26252.html Notice - Self-Regulatory Organizations; The NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Expansion and Extension of the Exchange's Penny Pilot Program 2009-11-02T00:00:00-08:00 2009-11-02T00:00:00-08:00 E9-26252 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-02/pdf/E9-26252.pdf