Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/10/22?limit=200&registers=between&mode=atom 2024-12-22T07:12:40-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/10/22/E9-25431.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend FINRA Rule 8210 (Provision of Information and Testimony and Inspection and Copying of Books) 2009-10-22T00:00:00-07:00 2009-10-22T00:00:00-07:00 E9-25431 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-22/pdf/E9-25431.pdf https://regulations.justia.com/regulations/fedreg/2009/10/22/E9-25430.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Adopt FINRA Rules 5210 (Publication of Transactions and Quotations) and 5220 (Offers at Stated Prices) Into the Consolidated Rulebook 2009-10-22T00:00:00-07:00 2009-10-22T00:00:00-07:00 E9-25430 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-22/pdf/E9-25430.pdf https://regulations.justia.com/regulations/fedreg/2009/10/22/E9-25429.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services 2009-10-22T00:00:00-07:00 2009-10-22T00:00:00-07:00 E9-25429 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-22/pdf/E9-25429.pdf https://regulations.justia.com/regulations/fedreg/2009/10/22/E9-25428.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Dates of the Quarterly Expansion of the Penny Pilot Program for Options 2009-10-22T00:00:00-07:00 2009-10-22T00:00:00-07:00 E9-25428 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-22/pdf/E9-25428.pdf https://regulations.justia.com/regulations/fedreg/2009/10/22/E9-25427.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 2251 (Forwarding of Proxy and Other Issuer-Related Materials) in the Consolidated FINRA Rulebook 2009-10-22T00:00:00-07:00 2009-10-22T00:00:00-07:00 E9-25427 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-22/pdf/E9-25427.pdf https://regulations.justia.com/regulations/fedreg/2009/10/22/E9-25422.html Notice - Pioneer Diversified High Income Trust, et al.; Notice of Application 2009-10-22T00:00:00-07:00 2009-10-22T00:00:00-07:00 E9-25422 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-22/pdf/E9-25422.pdf https://regulations.justia.com/regulations/fedreg/2009/10/22/E9-25339.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7015 Governing Access Services To Add an Additional Service and Related Fee, and To Make a Technical Change 2009-10-22T00:00:00-07:00 2009-10-22T00:00:00-07:00 E9-25339 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-22/pdf/E9-25339.pdf https://regulations.justia.com/regulations/fedreg/2009/10/22/E9-25338.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Chapter XII of the BOX Rules 2009-10-22T00:00:00-07:00 2009-10-22T00:00:00-07:00 E9-25338 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-22/pdf/E9-25338.pdf