<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/10/22?registers=between Wed, 22 May 2024 02:13:34 -0700 Wed, 22 May 2024 02:13:34 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/10/22?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend FINRA Rule 8210 (Provision of Information and Testimony and Inspection and Copying of Books) https://regulations.justia.com/regulations/fedreg/2009/10/22/E9-25431.html https://regulations.justia.com/regulations/fedreg/2009/10/22/E9-25431.html Thu, 22 Oct 2009 00:00:00 -0700 E9-25431 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-22/pdf/E9-25431.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Adopt FINRA Rules 5210 (Publication of Transactions and Quotations) and 5220 (Offers at Stated Prices) Into the Consolidated Rulebook https://regulations.justia.com/regulations/fedreg/2009/10/22/E9-25430.html https://regulations.justia.com/regulations/fedreg/2009/10/22/E9-25430.html Thu, 22 Oct 2009 00:00:00 -0700 E9-25430 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-22/pdf/E9-25430.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2009/10/22/E9-25429.html https://regulations.justia.com/regulations/fedreg/2009/10/22/E9-25429.html Thu, 22 Oct 2009 00:00:00 -0700 E9-25429 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-22/pdf/E9-25429.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Dates of the Quarterly Expansion of the Penny Pilot Program for Options https://regulations.justia.com/regulations/fedreg/2009/10/22/E9-25428.html https://regulations.justia.com/regulations/fedreg/2009/10/22/E9-25428.html Thu, 22 Oct 2009 00:00:00 -0700 E9-25428 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-22/pdf/E9-25428.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 2251 (Forwarding of Proxy and Other Issuer-Related Materials) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/10/22/E9-25427.html https://regulations.justia.com/regulations/fedreg/2009/10/22/E9-25427.html Thu, 22 Oct 2009 00:00:00 -0700 E9-25427 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-22/pdf/E9-25427.pdf Notice - Pioneer Diversified High Income Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/10/22/E9-25422.html https://regulations.justia.com/regulations/fedreg/2009/10/22/E9-25422.html Thu, 22 Oct 2009 00:00:00 -0700 E9-25422 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-22/pdf/E9-25422.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7015 Governing Access Services To Add an Additional Service and Related Fee, and To Make a Technical Change https://regulations.justia.com/regulations/fedreg/2009/10/22/E9-25339.html https://regulations.justia.com/regulations/fedreg/2009/10/22/E9-25339.html Thu, 22 Oct 2009 00:00:00 -0700 E9-25339 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-22/pdf/E9-25339.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Chapter XII of the BOX Rules https://regulations.justia.com/regulations/fedreg/2009/10/22/E9-25338.html https://regulations.justia.com/regulations/fedreg/2009/10/22/E9-25338.html Thu, 22 Oct 2009 00:00:00 -0700 E9-25338 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-22/pdf/E9-25338.pdf