<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/10/19?registers=between Sun, 20 Jul 2025 03:42:45 -0700 Sun, 20 Jul 2025 03:42:45 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/10/19?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/10/19/E9-25115.html https://regulations.justia.com/regulations/fedreg/2009/10/19/E9-25115.html Mon, 19 Oct 2009 00:00:00 -0700 E9-25115 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-19/pdf/E9-25115.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strike Price Intervals of $0.50 for Options on Stocks Trading at or Below $3.00 on the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2009/10/19/E9-25114.html https://regulations.justia.com/regulations/fedreg/2009/10/19/E9-25114.html Mon, 19 Oct 2009 00:00:00 -0700 E9-25114 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-19/pdf/E9-25114.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 14 To Be Consistent With the New System Capability To Receive Orders for Execution on the Exchange Containing Settlement Instructions of “Cash,” “Next Day” and “Seller's Option” Directly to a Floor Broker's Hand-Held Device https://regulations.justia.com/regulations/fedreg/2009/10/19/E9-25113.html https://regulations.justia.com/regulations/fedreg/2009/10/19/E9-25113.html Mon, 19 Oct 2009 00:00:00 -0700 E9-25113 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-19/pdf/E9-25113.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 14 To Be Consistent With the New System Capability To Receive Orders for Execution on the Exchange Containing Settlement Instructions of “Cash,” “Next Day” and “Seller's Option” Directly to a Floor Broker's Hand-Held Device https://regulations.justia.com/regulations/fedreg/2009/10/19/E9-25112.html https://regulations.justia.com/regulations/fedreg/2009/10/19/E9-25112.html Mon, 19 Oct 2009 00:00:00 -0700 E9-25112 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-19/pdf/E9-25112.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 123C(8)(a)(1) To Extend the Operation of the Extreme Order Imbalances Pilot https://regulations.justia.com/regulations/fedreg/2009/10/19/E9-25111.html https://regulations.justia.com/regulations/fedreg/2009/10/19/E9-25111.html Mon, 19 Oct 2009 00:00:00 -0700 E9-25111 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-19/pdf/E9-25111.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 123C(8)(a)(1) To Extend the Operation of the Extreme Order Imbalances Pilot https://regulations.justia.com/regulations/fedreg/2009/10/19/E9-25110.html https://regulations.justia.com/regulations/fedreg/2009/10/19/E9-25110.html Mon, 19 Oct 2009 00:00:00 -0700 E9-25110 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-19/pdf/E9-25110.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Replacement Indexes for PowerShares DB Commodity Index Tracking Fund and PowerShares DB Agriculture Fund https://regulations.justia.com/regulations/fedreg/2009/10/19/E9-25109.html https://regulations.justia.com/regulations/fedreg/2009/10/19/E9-25109.html Mon, 19 Oct 2009 00:00:00 -0700 E9-25109 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-19/pdf/E9-25109.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2009/10/19/E9-25003.html https://regulations.justia.com/regulations/fedreg/2009/10/19/E9-25003.html Mon, 19 Oct 2009 00:00:00 -0700 E9-25003 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-19/pdf/E9-25003.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Publication of Certain Daily and Monthly Short Sale Data on the FINRA Web Site https://regulations.justia.com/regulations/fedreg/2009/10/19/E9-25002.html https://regulations.justia.com/regulations/fedreg/2009/10/19/E9-25002.html Mon, 19 Oct 2009 00:00:00 -0700 E9-25002 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-19/pdf/E9-25002.pdf Rule - Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers https://regulations.justia.com/regulations/fedreg/2009/10/19/E9-24990.html https://regulations.justia.com/regulations/fedreg/2009/10/19/E9-24990.html Mon, 19 Oct 2009 00:00:00 -0700 E9-24990 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-10-19/pdf/E9-24990.pdf