Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/10/09?limit=200&registers=between&mode=atom 2024-05-21T23:26:40-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24365.html Proposed Rule - References to Ratings of Nationally Recognized Statistical Rating Organizations 2009-10-09T00:00:00-07:00 2009-10-09T00:00:00-07:00 E9-24365 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24365.pdf https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24364.html Rule - References to Ratings of Nationally Recognized Statistical Rating Organizations 2009-10-09T00:00:00-07:00 2009-10-09T00:00:00-07:00 E9-24364 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24364.pdf https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24358.html Notice - Submission for OMB Review; Comment Request 2009-10-09T00:00:00-07:00 2009-10-09T00:00:00-07:00 E9-24358 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24358.pdf https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24357.html Notice - Submission for OMB Review; Comment Request 2009-10-09T00:00:00-07:00 2009-10-09T00:00:00-07:00 E9-24357 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24357.pdf https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24356.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Specialist and Registered Options Traders Allocation and Assignment Rules 2009-10-09T00:00:00-07:00 2009-10-09T00:00:00-07:00 E9-24356 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24356.pdf https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24355.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Prohibit Options Specialist Commission Charges 2009-10-09T00:00:00-07:00 2009-10-09T00:00:00-07:00 E9-24355 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24355.pdf https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24354.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Amendments to Rule A-13, on Underwriting Assessments and Rule G-32, on Disclosures in Connection With Primary Offerings 2009-10-09T00:00:00-07:00 2009-10-09T00:00:00-07:00 E9-24354 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24354.pdf https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24353.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Grail American Beacon International Equity ETF 2009-10-09T00:00:00-07:00 2009-10-09T00:00:00-07:00 E9-24353 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24353.pdf https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24352.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Discontinuation of the Specialist Fee Credit Pilot Program 2009-10-09T00:00:00-07:00 2009-10-09T00:00:00-07:00 E9-24352 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24352.pdf https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24351.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Activity Assessment Fees 2009-10-09T00:00:00-07:00 2009-10-09T00:00:00-07:00 E9-24351 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24351.pdf https://regulations.justia.com/regulations/fedreg/2009/10/09/E9-24350.html Notice - Self-Regulatory Organizations; The National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Fees for Certain Insurance and Retirement Processing Services 2009-10-09T00:00:00-07:00 2009-10-09T00:00:00-07:00 E9-24350 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-09/pdf/E9-24350.pdf