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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/10/08?registers=between
Tue, 22 Jul 2025 11:54:25 -0700Tue, 22 Jul 2025 11:54:25 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/10/08?registers=between
Notice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24269.html
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24269.htmlThu, 08 Oct 2009 00:00:00 -0700E9-24269Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-10-08/pdf/E9-24269.pdfNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PrecISE Fees
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24268.html
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24268.htmlThu, 08 Oct 2009 00:00:00 -0700E9-24268Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-10-08/pdf/E9-24268.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend on CBSX the Taker Fees and Maker Rebates
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24267.html
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24267.htmlThu, 08 Oct 2009 00:00:00 -0700E9-24267Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-10-08/pdf/E9-24267.pdfNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Fees for Certain Complex Orders
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24266.html
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24266.htmlThu, 08 Oct 2009 00:00:00 -0700E9-24266Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-10-08/pdf/E9-24266.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Certain Cross-References Within Certain FINRA Rules
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24265.html
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24265.htmlThu, 08 Oct 2009 00:00:00 -0700E9-24265Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-10-08/pdf/E9-24265.pdfNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts That Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24264.html
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24264.htmlThu, 08 Oct 2009 00:00:00 -0700E9-24264Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-10-08/pdf/E9-24264.pdfNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Amending the Direct Edge ECN Fee Schedule
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24263.html
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24263.htmlThu, 08 Oct 2009 00:00:00 -0700E9-24263Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-10-08/pdf/E9-24263.pdfNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Discontinue Rebates Paid to Floor Brokers for Orders Swept Into the Close
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24262.html
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24262.htmlThu, 08 Oct 2009 00:00:00 -0700E9-24262Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-10-08/pdf/E9-24262.pdfNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24261.html
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24261.htmlThu, 08 Oct 2009 00:00:00 -0700E9-24261Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-10-08/pdf/E9-24261.pdfNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Modify Its Requirements With Respect to Quarterly Earnings Releases
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24260.html
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24260.htmlThu, 08 Oct 2009 00:00:00 -0700E9-24260Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-10-08/pdf/E9-24260.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt NASD Rules 2360 and 2361 Into the Consolidated Rulebook as FINRA Rules 2130 and 2270
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24259.html
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24259.htmlThu, 08 Oct 2009 00:00:00 -0700E9-24259Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-10-08/pdf/E9-24259.pdfNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Clearly Erroneous Executions
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24250.html
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24250.htmlThu, 08 Oct 2009 00:00:00 -0700E9-24250Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-10-08/pdf/E9-24250.pdfNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Rule 11.19 Governing Clearly Erroneous Executions
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24249.html
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24249.htmlThu, 08 Oct 2009 00:00:00 -0700E9-24249Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-10-08/pdf/E9-24249.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the CBSX Obvious Error Rule
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24248.html
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24248.htmlThu, 08 Oct 2009 00:00:00 -0700E9-24248Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-10-08/pdf/E9-24248.pdfNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.17, Entitled “Clearly Erroneous Executions”
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24247.html
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24247.htmlThu, 08 Oct 2009 00:00:00 -0700E9-24247Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-10-08/pdf/E9-24247.pdfNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 128 Governing Clearly Erroneous Executions for NYSE Amex Equities
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24246.html
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24246.htmlThu, 08 Oct 2009 00:00:00 -0700E9-24246Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-10-08/pdf/E9-24246.pdfNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Interim Rule 128 Governing Clearly Erroneous Executions for NYSE Equities
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24245.html
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24245.htmlThu, 08 Oct 2009 00:00:00 -0700E9-24245Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-10-08/pdf/E9-24245.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of a Proposal To Amend Exchange Rule 11890 Governing Clearly Erroneous Executions Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 1
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24244.html
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24244.htmlThu, 08 Oct 2009 00:00:00 -0700E9-24244Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-10-08/pdf/E9-24244.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposal To Amend NASDAQ Rule 11890 Governing Clearly Erroneous Executions
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24243.html
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24243.htmlThu, 08 Oct 2009 00:00:00 -0700E9-24243Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-10-08/pdf/E9-24243.pdfNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposal Relating to Exchange Rule Regarding Clearly Erroneous Transactions
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24242.html
https://regulations.justia.com/regulations/fedreg/2009/10/08/E9-24242.htmlThu, 08 Oct 2009 00:00:00 -0700E9-24242Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-10-08/pdf/E9-24242.pdf