<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/10/06?registers=between Mon, 14 Jul 2025 11:58:37 -0700 Mon, 14 Jul 2025 11:58:37 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/10/06?registers=between Notice - Evergreen Income Advantage Fund, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/10/06/E9-24005.html https://regulations.justia.com/regulations/fedreg/2009/10/06/E9-24005.html Tue, 06 Oct 2009 00:00:00 -0700 E9-24005 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-06/pdf/E9-24005.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/10/06/E9-23996.html https://regulations.justia.com/regulations/fedreg/2009/10/06/E9-23996.html Tue, 06 Oct 2009 00:00:00 -0700 E9-23996 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-06/pdf/E9-23996.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/10/06/E9-23995.html https://regulations.justia.com/regulations/fedreg/2009/10/06/E9-23995.html Tue, 06 Oct 2009 00:00:00 -0700 E9-23995 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-06/pdf/E9-23995.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 900.3NY https://regulations.justia.com/regulations/fedreg/2009/10/06/E9-23994.html https://regulations.justia.com/regulations/fedreg/2009/10/06/E9-23994.html Tue, 06 Oct 2009 00:00:00 -0700 E9-23994 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-06/pdf/E9-23994.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/10/06/E9-23993.html https://regulations.justia.com/regulations/fedreg/2009/10/06/E9-23993.html Tue, 06 Oct 2009 00:00:00 -0700 E9-23993 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-06/pdf/E9-23993.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change to Revise the Minimum Eligibility Criteria for Common Stock Loaned Through Stock Loan Programs and Deposited as Margin Collateral https://regulations.justia.com/regulations/fedreg/2009/10/06/E9-23992.html https://regulations.justia.com/regulations/fedreg/2009/10/06/E9-23992.html Tue, 06 Oct 2009 00:00:00 -0700 E9-23992 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-06/pdf/E9-23992.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving Proposed Rule Change Amending Rule 476A (Imposition of Fines for Minor Violation(s) of Rules) https://regulations.justia.com/regulations/fedreg/2009/10/06/E9-23991.html https://regulations.justia.com/regulations/fedreg/2009/10/06/E9-23991.html Tue, 06 Oct 2009 00:00:00 -0700 E9-23991 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-06/pdf/E9-23991.pdf