<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/10/05?registers=between Sun, 22 Dec 2024 09:36:00 -0800 Sun, 22 Dec 2024 09:36:00 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/10/05?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2009/10/05/E9-24026.html https://regulations.justia.com/regulations/fedreg/2009/10/05/E9-24026.html Mon, 05 Oct 2009 00:00:00 -0700 E9-24026 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-05/pdf/E9-24026.pdf Notice - Charles Schwab Investment Management, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/10/05/E9-23891.html https://regulations.justia.com/regulations/fedreg/2009/10/05/E9-23891.html Mon, 05 Oct 2009 00:00:00 -0700 E9-23891 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-05/pdf/E9-23891.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Permitting Affiliation With NYFIX Millennium L.L.C. and NYFIX Securities Corporation https://regulations.justia.com/regulations/fedreg/2009/10/05/E9-23854.html https://regulations.justia.com/regulations/fedreg/2009/10/05/E9-23854.html Mon, 05 Oct 2009 00:00:00 -0700 E9-23854 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-05/pdf/E9-23854.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Permitting Affiliation With NYFIX Millennium L.L.C. and NYFIX Securities Corporation https://regulations.justia.com/regulations/fedreg/2009/10/05/E9-23853.html https://regulations.justia.com/regulations/fedreg/2009/10/05/E9-23853.html Mon, 05 Oct 2009 00:00:00 -0700 E9-23853 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-05/pdf/E9-23853.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Bid/Ask Differentials https://regulations.justia.com/regulations/fedreg/2009/10/05/E9-23852.html https://regulations.justia.com/regulations/fedreg/2009/10/05/E9-23852.html Mon, 05 Oct 2009 00:00:00 -0700 E9-23852 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-05/pdf/E9-23852.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Commentary .06 to Rule 903, Series of Options Open for Trading https://regulations.justia.com/regulations/fedreg/2009/10/05/E9-23851.html https://regulations.justia.com/regulations/fedreg/2009/10/05/E9-23851.html Mon, 05 Oct 2009 00:00:00 -0700 E9-23851 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-05/pdf/E9-23851.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Amex LLC Permitting Affiliation With NYFIX Millennium L.L.C. and NYFIX Securities Corporation https://regulations.justia.com/regulations/fedreg/2009/10/05/E9-23850.html https://regulations.justia.com/regulations/fedreg/2009/10/05/E9-23850.html Mon, 05 Oct 2009 00:00:00 -0700 E9-23850 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-05/pdf/E9-23850.pdf