Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/10/05?limit=200&registers=between&mode=atom 2024-12-22T09:21:07-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/10/05/E9-24026.html Notice - Sunshine Act Meeting 2009-10-05T00:00:00-07:00 2009-10-05T00:00:00-07:00 E9-24026 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-05/pdf/E9-24026.pdf https://regulations.justia.com/regulations/fedreg/2009/10/05/E9-23891.html Notice - Charles Schwab Investment Management, Inc., et al.; Notice of Application 2009-10-05T00:00:00-07:00 2009-10-05T00:00:00-07:00 E9-23891 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-05/pdf/E9-23891.pdf https://regulations.justia.com/regulations/fedreg/2009/10/05/E9-23854.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Permitting Affiliation With NYFIX Millennium L.L.C. and NYFIX Securities Corporation 2009-10-05T00:00:00-07:00 2009-10-05T00:00:00-07:00 E9-23854 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-05/pdf/E9-23854.pdf https://regulations.justia.com/regulations/fedreg/2009/10/05/E9-23853.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Permitting Affiliation With NYFIX Millennium L.L.C. and NYFIX Securities Corporation 2009-10-05T00:00:00-07:00 2009-10-05T00:00:00-07:00 E9-23853 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-05/pdf/E9-23853.pdf https://regulations.justia.com/regulations/fedreg/2009/10/05/E9-23852.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Bid/Ask Differentials 2009-10-05T00:00:00-07:00 2009-10-05T00:00:00-07:00 E9-23852 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-05/pdf/E9-23852.pdf https://regulations.justia.com/regulations/fedreg/2009/10/05/E9-23851.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Commentary .06 to Rule 903, Series of Options Open for Trading 2009-10-05T00:00:00-07:00 2009-10-05T00:00:00-07:00 E9-23851 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-05/pdf/E9-23851.pdf https://regulations.justia.com/regulations/fedreg/2009/10/05/E9-23850.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Amex LLC Permitting Affiliation With NYFIX Millennium L.L.C. and NYFIX Securities Corporation 2009-10-05T00:00:00-07:00 2009-10-05T00:00:00-07:00 E9-23850 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-05/pdf/E9-23850.pdf