<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/09/25?registers=between Sun, 22 Dec 2024 17:10:16 -0800 Sun, 22 Dec 2024 17:10:16 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/09/25?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23373.html https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23373.html Fri, 25 Sep 2009 00:00:00 -0700 E9-23373 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23373.pdf Notice - Genova Biotherapeutics Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23297.html https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23297.html Fri, 25 Sep 2009 00:00:00 -0700 E9-23297 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23297.pdf Notice - AEI Transportation Holdings, Inc.; The Alcar Chemicals Group, Inc.; China Adnet Enterprises Inc.; Innolife Pharma, Inc.; KSW Industries, Inc.; Level Vision Electronics, Ltd.; Life Exchange, Inc.; Lotta Coal, Inc.; Magellan Energy Ltd.; Marinas International, Inc.; Microlink Solutions, Inc.; UDS Group, Inc.; United Environmental Energy Corp.; Uptrend Corp.; VShield Software Corp.; World Hockey Association Corp.; WW Energy, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23295.html https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23295.html Fri, 25 Sep 2009 00:00:00 -0700 E9-23295 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23295.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Consisting of an Interpretive Notice Regarding MSRB Rule G-15(a), on Customer Confirmations https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23163.html https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23163.html Fri, 25 Sep 2009 00:00:00 -0700 E9-23163 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23163.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change To Adopt FINRA Rule 2264 (Margin Disclosure Statement) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23148.html https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23148.html Fri, 25 Sep 2009 00:00:00 -0700 E9-23148 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23148.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving a Proposed Rule Change To Eliminate Chapter V, Section 13 (Unusual Market Conditions) of the BOX Trading Rules and To Modify Related Rules https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23147.html https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23147.html Fri, 25 Sep 2009 00:00:00 -0700 E9-23147 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23147.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23146.html https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23146.html Fri, 25 Sep 2009 00:00:00 -0700 E9-23146 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23146.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strike Price Intervals of $0.50 for Options on Stocks Trading At or Below $3.00 https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23113.html https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23113.html Fri, 25 Sep 2009 00:00:00 -0700 E9-23113 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23113.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strike Price Intervals of $0.50 for Options on Stocks Trading at or Below $3.00 https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23111.html https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23111.html Fri, 25 Sep 2009 00:00:00 -0700 E9-23111 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23111.pdf Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Strike Price Intervals of $0.50 for Options on Stocks Trading at or Below $3.00 https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23098.html https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23098.html Fri, 25 Sep 2009 00:00:00 -0700 E9-23098 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23098.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Maximum Number of Quoters (“MNQ”) Permitted To Be Assigned in Equity Options https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23097.html https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23097.html Fri, 25 Sep 2009 00:00:00 -0700 E9-23097 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23097.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Exchange's By-Laws, Regulatory Oversight Committee and Referee Program https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23096.html https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23096.html Fri, 25 Sep 2009 00:00:00 -0700 E9-23096 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23096.pdf