<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/09/21?registers=between Thu, 17 Jul 2025 09:48:41 -0700 Thu, 17 Jul 2025 09:48:41 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/09/21?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving Proposed Rule Change To Extend a Holiday for Certain Registration and Processing Fees for Associated Persons https://regulations.justia.com/regulations/fedreg/2009/09/21/E9-22685.html https://regulations.justia.com/regulations/fedreg/2009/09/21/E9-22685.html Mon, 21 Sep 2009 00:00:00 -0700 E9-22685 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-21/pdf/E9-22685.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Dissemination of Certain Index Data https://regulations.justia.com/regulations/fedreg/2009/09/21/E9-22684.html https://regulations.justia.com/regulations/fedreg/2009/09/21/E9-22684.html Mon, 21 Sep 2009 00:00:00 -0700 E9-22684 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-21/pdf/E9-22684.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Related to the Hybrid Matching Algorithms https://regulations.justia.com/regulations/fedreg/2009/09/21/E9-22683.html https://regulations.justia.com/regulations/fedreg/2009/09/21/E9-22683.html Mon, 21 Sep 2009 00:00:00 -0700 E9-22683 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-21/pdf/E9-22683.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Amend IM-2110-4 To Reflect Changes to a Corresponding FINRA Rule https://regulations.justia.com/regulations/fedreg/2009/09/21/E9-22682.html https://regulations.justia.com/regulations/fedreg/2009/09/21/E9-22682.html Mon, 21 Sep 2009 00:00:00 -0700 E9-22682 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-21/pdf/E9-22682.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend IM-2110-4 To Reflect Changes to a Corresponding FINRA Rule https://regulations.justia.com/regulations/fedreg/2009/09/21/E9-22681.html https://regulations.justia.com/regulations/fedreg/2009/09/21/E9-22681.html Mon, 21 Sep 2009 00:00:00 -0700 E9-22681 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-21/pdf/E9-22681.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Its Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2009/09/21/E9-22515.html https://regulations.justia.com/regulations/fedreg/2009/09/21/E9-22515.html Mon, 21 Sep 2009 00:00:00 -0700 E9-22515 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-21/pdf/E9-22515.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Adopt FINRA Rules 2262 (Disclosure of Control Relationship With Issuer), 2269 (Disclosure of Participation or Interest in Primary or Secondary Distribution) and 5260 (Prohibition on Transactions, Publication of Quotations, or Publication of Indications of Interest During Trading Halts) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/09/21/E9-22514.html https://regulations.justia.com/regulations/fedreg/2009/09/21/E9-22514.html Mon, 21 Sep 2009 00:00:00 -0700 E9-22514 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-21/pdf/E9-22514.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 2232 (Customer Confirmations) in the Consolidated FINRA Rulebook and to Delete NASD Rule 2230, NASD IM-2110-6 and Incorporated NYSE Rule 409(f) https://regulations.justia.com/regulations/fedreg/2009/09/21/E9-22513.html https://regulations.justia.com/regulations/fedreg/2009/09/21/E9-22513.html Mon, 21 Sep 2009 00:00:00 -0700 E9-22513 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-21/pdf/E9-22513.pdf Notice - Investor Advisory Committee https://regulations.justia.com/regulations/fedreg/2009/09/21/E9-22511.html https://regulations.justia.com/regulations/fedreg/2009/09/21/E9-22511.html Mon, 21 Sep 2009 00:00:00 -0700 E9-22511 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-21/pdf/E9-22511.pdf