<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/09/17?registers=between Tue, 15 Jul 2025 20:35:46 -0700 Tue, 15 Jul 2025 20:35:46 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/09/17?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change As Modified by Amendment No. 1 To Amend Certain Corporate Governance Requirements https://regulations.justia.com/regulations/fedreg/2009/09/17/E9-22392.html https://regulations.justia.com/regulations/fedreg/2009/09/17/E9-22392.html Thu, 17 Sep 2009 00:00:00 -0700 E9-22392 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-17/pdf/E9-22392.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Historical ISE Open/Close Trade Profile Fees https://regulations.justia.com/regulations/fedreg/2009/09/17/E9-22391.html https://regulations.justia.com/regulations/fedreg/2009/09/17/E9-22391.html Thu, 17 Sep 2009 00:00:00 -0700 E9-22391 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-17/pdf/E9-22391.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending Until September 15, 2009, the Operation of Interim NYSE Rule 128 Which Permits the Exchange To Cancel or Adjust Clearly Erroneous Executions if They Arise Out of the Use or Operation of Any Quotation, Execution or Communication System Owned or Operated by the Exchange, Including Those Executions That Occur in the Event of a System Disruption or System Malfunction https://regulations.justia.com/regulations/fedreg/2009/09/17/E9-22390.html https://regulations.justia.com/regulations/fedreg/2009/09/17/E9-22390.html Thu, 17 Sep 2009 00:00:00 -0700 E9-22390 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-17/pdf/E9-22390.pdf Rule - Extension of Temporary Exemptions for Eligible Credit Default Swaps To Facilitate Operation of Central Counterparties To Clear and Settle Credit Default Swaps https://regulations.justia.com/regulations/fedreg/2009/09/17/E9-22389.html https://regulations.justia.com/regulations/fedreg/2009/09/17/E9-22389.html Thu, 17 Sep 2009 00:00:00 -0700 E9-22389 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-09-17/pdf/E9-22389.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Adopt FINRA Rule 5230 (Payments Involving Publications That Influence the Market Price of a Security) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/09/17/E9-22371.html https://regulations.justia.com/regulations/fedreg/2009/09/17/E9-22371.html Thu, 17 Sep 2009 00:00:00 -0700 E9-22371 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-17/pdf/E9-22371.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Amex LLC in Connection With the Proposal of NYSE Euronext To Require That at Least Three-Fourths of Its Directors Satisfy Independence Requirements https://regulations.justia.com/regulations/fedreg/2009/09/17/E9-22370.html https://regulations.justia.com/regulations/fedreg/2009/09/17/E9-22370.html Thu, 17 Sep 2009 00:00:00 -0700 E9-22370 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-17/pdf/E9-22370.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Arca, Inc. in Connection With the Proposal of NYSE Euronext To Require That at Least Three-Fourths of Its Directors Satisfy Independence Requirements https://regulations.justia.com/regulations/fedreg/2009/09/17/E9-22369.html https://regulations.justia.com/regulations/fedreg/2009/09/17/E9-22369.html Thu, 17 Sep 2009 00:00:00 -0700 E9-22369 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-17/pdf/E9-22369.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Its Initial Listing Fees for Operating Companies https://regulations.justia.com/regulations/fedreg/2009/09/17/E9-22368.html https://regulations.justia.com/regulations/fedreg/2009/09/17/E9-22368.html Thu, 17 Sep 2009 00:00:00 -0700 E9-22368 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-17/pdf/E9-22368.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to FLEX Equity Option Opening Transactions https://regulations.justia.com/regulations/fedreg/2009/09/17/E9-22367.html https://regulations.justia.com/regulations/fedreg/2009/09/17/E9-22367.html Thu, 17 Sep 2009 00:00:00 -0700 E9-22367 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-17/pdf/E9-22367.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Retroactively Correct an Error in Rule 7018 https://regulations.justia.com/regulations/fedreg/2009/09/17/E9-22366.html https://regulations.justia.com/regulations/fedreg/2009/09/17/E9-22366.html Thu, 17 Sep 2009 00:00:00 -0700 E9-22366 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-17/pdf/E9-22366.pdf Notice - EDGX Exchange, Inc., and EDGA Exchange, Inc.; Notice of Filing of Applications, as Amended, for Registration as National Securities Exchanges Under Section 6 of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2009/09/17/E9-22347.html https://regulations.justia.com/regulations/fedreg/2009/09/17/E9-22347.html Thu, 17 Sep 2009 00:00:00 -0700 E9-22347 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-17/pdf/E9-22347.pdf Notice - Order Granting Application by EDGX Exchange, Inc. and EDGA Exchange, Inc. for a Conditional Exemption Pursuant to Section 36(a) of the Exchange Act From Certain Requirements of Rules 6a-1 and 6a-2 Under the Exchange Act https://regulations.justia.com/regulations/fedreg/2009/09/17/E9-22346.html https://regulations.justia.com/regulations/fedreg/2009/09/17/E9-22346.html Thu, 17 Sep 2009 00:00:00 -0700 E9-22346 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-17/pdf/E9-22346.pdf