<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/09/16?registers=between
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Justia Regulations Tracker
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<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/09/16?registers=between
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Notice - Sunshine Act Meeting
https://regulations.justia.com/regulations/fedreg/2009/09/16/E9-22431.html
https://regulations.justia.com/regulations/fedreg/2009/09/16/E9-22431.html
Wed, 16 Sep 2009 00:00:00 -0700
E9-22431
Notice
http://www.gpo.gov/fdsys/pkg/FR-2009-09-16/pdf/E9-22431.pdf
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Notice - Securities Lending and Short Sale Roundtable
https://regulations.justia.com/regulations/fedreg/2009/09/16/E9-22264.html
https://regulations.justia.com/regulations/fedreg/2009/09/16/E9-22264.html
Wed, 16 Sep 2009 00:00:00 -0700
E9-22264
Notice
http://www.gpo.gov/fdsys/pkg/FR-2009-09-16/pdf/E9-22264.pdf
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Notice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2009/09/16/E9-22247.html
https://regulations.justia.com/regulations/fedreg/2009/09/16/E9-22247.html
Wed, 16 Sep 2009 00:00:00 -0700
E9-22247
Notice
http://www.gpo.gov/fdsys/pkg/FR-2009-09-16/pdf/E9-22247.pdf
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Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee for Investment Banking Representative Examination
https://regulations.justia.com/regulations/fedreg/2009/09/16/E9-22246.html
https://regulations.justia.com/regulations/fedreg/2009/09/16/E9-22246.html
Wed, 16 Sep 2009 00:00:00 -0700
E9-22246
Notice
http://www.gpo.gov/fdsys/pkg/FR-2009-09-16/pdf/E9-22246.pdf
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Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Exposure of Reserve Orders
https://regulations.justia.com/regulations/fedreg/2009/09/16/E9-22245.html
https://regulations.justia.com/regulations/fedreg/2009/09/16/E9-22245.html
Wed, 16 Sep 2009 00:00:00 -0700
E9-22245
Notice
http://www.gpo.gov/fdsys/pkg/FR-2009-09-16/pdf/E9-22245.pdf
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Notice - Consolidated Tape Association; Order Approving the Eleventh Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan To Waive the Automatic Annual Increase in the Enterprise Cap for 2008
https://regulations.justia.com/regulations/fedreg/2009/09/16/E9-22244.html
https://regulations.justia.com/regulations/fedreg/2009/09/16/E9-22244.html
Wed, 16 Sep 2009 00:00:00 -0700
E9-22244
Notice
http://www.gpo.gov/fdsys/pkg/FR-2009-09-16/pdf/E9-22244.pdf
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Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Regarding Listing Certain Options at $1 Strike Price Intervals Below $200 and Listing Certain Options at $2.50 Strike Price Intervals Below $200
https://regulations.justia.com/regulations/fedreg/2009/09/16/E9-22243.html
https://regulations.justia.com/regulations/fedreg/2009/09/16/E9-22243.html
Wed, 16 Sep 2009 00:00:00 -0700
E9-22243
Notice
http://www.gpo.gov/fdsys/pkg/FR-2009-09-16/pdf/E9-22243.pdf
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Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Adopt FINRA Rule 3310 (Anti-Money Laundering Compliance Program) in the Consolidated FINRA Rulebook
https://regulations.justia.com/regulations/fedreg/2009/09/16/E9-22240.html
https://regulations.justia.com/regulations/fedreg/2009/09/16/E9-22240.html
Wed, 16 Sep 2009 00:00:00 -0700
E9-22240
Notice
http://www.gpo.gov/fdsys/pkg/FR-2009-09-16/pdf/E9-22240.pdf