<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/09/11?registers=between Sat, 19 Jul 2025 16:21:03 -0700 Sat, 19 Jul 2025 16:21:03 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/09/11?registers=between Notice - Alpine Global Dynamic Dividend Fund, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/09/11/E9-21923.html https://regulations.justia.com/regulations/fedreg/2009/09/11/E9-21923.html Fri, 11 Sep 2009 00:00:00 -0700 E9-21923 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-11/pdf/E9-21923.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit CBOE To List Series That Are Restricted to Closing Transactions if Such Series Are Listed and Restricted To Closing Transactions on Another Exchange https://regulations.justia.com/regulations/fedreg/2009/09/11/E9-21909.html https://regulations.justia.com/regulations/fedreg/2009/09/11/E9-21909.html Fri, 11 Sep 2009 00:00:00 -0700 E9-21909 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-11/pdf/E9-21909.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing of Five Fixed Income Funds of the PIMCO ETF Trust https://regulations.justia.com/regulations/fedreg/2009/09/11/E9-21908.html https://regulations.justia.com/regulations/fedreg/2009/09/11/E9-21908.html Fri, 11 Sep 2009 00:00:00 -0700 E9-21908 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-11/pdf/E9-21908.pdf Notice - American Capital, Ltd.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/09/11/E9-21889.html https://regulations.justia.com/regulations/fedreg/2009/09/11/E9-21889.html Fri, 11 Sep 2009 00:00:00 -0700 E9-21889 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-11/pdf/E9-21889.pdf Notice - Columbia Funds Series Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/09/11/E9-21888.html https://regulations.justia.com/regulations/fedreg/2009/09/11/E9-21888.html Fri, 11 Sep 2009 00:00:00 -0700 E9-21888 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-11/pdf/E9-21888.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending NYSE Amex Options Rule 915 https://regulations.justia.com/regulations/fedreg/2009/09/11/E9-21887.html https://regulations.justia.com/regulations/fedreg/2009/09/11/E9-21887.html Fri, 11 Sep 2009 00:00:00 -0700 E9-21887 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-11/pdf/E9-21887.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Options Rule 5.3(j) https://regulations.justia.com/regulations/fedreg/2009/09/11/E9-21886.html https://regulations.justia.com/regulations/fedreg/2009/09/11/E9-21886.html Fri, 11 Sep 2009 00:00:00 -0700 E9-21886 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-11/pdf/E9-21886.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Section 1(c) of Schedule A to the FINRA By-Laws To Amend the Personnel Assessment and Gross Income Assessment https://regulations.justia.com/regulations/fedreg/2009/09/11/E9-21885.html https://regulations.justia.com/regulations/fedreg/2009/09/11/E9-21885.html Fri, 11 Sep 2009 00:00:00 -0700 E9-21885 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-11/pdf/E9-21885.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Modify Rebates Payable to Designated Market Makers https://regulations.justia.com/regulations/fedreg/2009/09/11/E9-21884.html https://regulations.justia.com/regulations/fedreg/2009/09/11/E9-21884.html Fri, 11 Sep 2009 00:00:00 -0700 E9-21884 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-11/pdf/E9-21884.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 5210 (Publication of Transactions and Quotations) and 5220 (Offers at Stated Prices) Into the Consolidated Rulebook https://regulations.justia.com/regulations/fedreg/2009/09/11/E9-21883.html https://regulations.justia.com/regulations/fedreg/2009/09/11/E9-21883.html Fri, 11 Sep 2009 00:00:00 -0700 E9-21883 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-11/pdf/E9-21883.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change To Add the Quote@CHX and Reprice@CHX Order Types to the Brokerplex System https://regulations.justia.com/regulations/fedreg/2009/09/11/E9-21882.html https://regulations.justia.com/regulations/fedreg/2009/09/11/E9-21882.html Fri, 11 Sep 2009 00:00:00 -0700 E9-21882 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-11/pdf/E9-21882.pdf