<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/08/26?registers=between Thu, 24 Jul 2025 12:34:13 -0700 Thu, 24 Jul 2025 12:34:13 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/08/26?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change To Modify Port Fees https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20594.html https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20594.html Wed, 26 Aug 2009 00:00:00 -0700 E9-20594 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-26/pdf/E9-20594.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE AMEX LLC Amending the Permissible Expiration Dates for Flexible Exchange Options https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20545.html https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20545.html Wed, 26 Aug 2009 00:00:00 -0700 E9-20545 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-26/pdf/E9-20545.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change in Connection With the Proposal of NYSE Euronext To Require That at Least Three-Fourths of Its Directors Satisfy Independence Requirements https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20544.html https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20544.html Wed, 26 Aug 2009 00:00:00 -0700 E9-20544 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-26/pdf/E9-20544.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20543.html https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20543.html Wed, 26 Aug 2009 00:00:00 -0700 E9-20543 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-26/pdf/E9-20543.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change To Adopt Rules Implementing the Options Order Protection and Locked/Crossed Market Plan https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20542.html https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20542.html Wed, 26 Aug 2009 00:00:00 -0700 E9-20542 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-26/pdf/E9-20542.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Granting Approval of a Proposed Rule Change To Adopt Rules To Implement the Options Order Protection and Locked/Crossed Market Plan https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20541.html https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20541.html Wed, 26 Aug 2009 00:00:00 -0700 E9-20541 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-26/pdf/E9-20541.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes and an Incentive Plan for Three Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20540.html https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20540.html Wed, 26 Aug 2009 00:00:00 -0700 E9-20540 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-26/pdf/E9-20540.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending Section 107(H) of the NYSE Amex Company Guide https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20539.html https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20539.html Wed, 26 Aug 2009 00:00:00 -0700 E9-20539 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-26/pdf/E9-20539.pdf Notice - Joint Industry Plan; Order Approving Amendment No. 3 to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20538.html https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20538.html Wed, 26 Aug 2009 00:00:00 -0700 E9-20538 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-26/pdf/E9-20538.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Adopt Rules Implementing the Options Order Protection and Locked/Crossed Market Plan https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20537.html https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20537.html Wed, 26 Aug 2009 00:00:00 -0700 E9-20537 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-26/pdf/E9-20537.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Adopt Rules Implementing the Options Order Protection and Locked/Crossed Market Plan https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20536.html https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20536.html Wed, 26 Aug 2009 00:00:00 -0700 E9-20536 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-26/pdf/E9-20536.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Adopt Rules Implementing the Options Order Protection and Locked/Crossed Market Plan https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20535.html https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20535.html Wed, 26 Aug 2009 00:00:00 -0700 E9-20535 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-26/pdf/E9-20535.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Amendment to Rule A-14, on Annual Fee https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20534.html https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20534.html Wed, 26 Aug 2009 00:00:00 -0700 E9-20534 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-26/pdf/E9-20534.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of a Proposed Rule Change Amending Rule 476A-Imposition of Fines for Minor Violations of Rules https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20533.html https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20533.html Wed, 26 Aug 2009 00:00:00 -0700 E9-20533 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-26/pdf/E9-20533.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Extend Certain Regulation NMS Protections to Quoting and Trading in the Market for OTC Equity Securities https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20532.html https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20532.html Wed, 26 Aug 2009 00:00:00 -0700 E9-20532 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-26/pdf/E9-20532.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing Standards for Selected Equity-Linked Debt Securities https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20531.html https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20531.html Wed, 26 Aug 2009 00:00:00 -0700 E9-20531 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-26/pdf/E9-20531.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Processing of Orders on the NASDAQ Options Market https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20530.html https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20530.html Wed, 26 Aug 2009 00:00:00 -0700 E9-20530 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-26/pdf/E9-20530.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20529.html https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20529.html Wed, 26 Aug 2009 00:00:00 -0700 E9-20529 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-26/pdf/E9-20529.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20528.html https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20528.html Wed, 26 Aug 2009 00:00:00 -0700 E9-20528 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-26/pdf/E9-20528.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20527.html https://regulations.justia.com/regulations/fedreg/2009/08/26/E9-20527.html Wed, 26 Aug 2009 00:00:00 -0700 E9-20527 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-26/pdf/E9-20527.pdf