<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/08/24?registers=between Wed, 25 Jun 2025 12:50:01 -0700 Wed, 25 Jun 2025 12:50:01 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/08/24?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 10.12 (Minor Rule Plan) https://regulations.justia.com/regulations/fedreg/2009/08/24/E9-20241.html https://regulations.justia.com/regulations/fedreg/2009/08/24/E9-20241.html Mon, 24 Aug 2009 00:00:00 -0700 E9-20241 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-24/pdf/E9-20241.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending NYSE Arca Options Rule 6.76A https://regulations.justia.com/regulations/fedreg/2009/08/24/E9-20240.html https://regulations.justia.com/regulations/fedreg/2009/08/24/E9-20240.html Mon, 24 Aug 2009 00:00:00 -0700 E9-20240 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-24/pdf/E9-20240.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Amex LLC Adopting Rule 406-NYSE Amex Equities as New Rule 3250-NYSE Amex Equities To Conform to a Proposed Rule Change Submitted in a Companion Filing by the New York Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2009/08/24/E9-20198.html https://regulations.justia.com/regulations/fedreg/2009/08/24/E9-20198.html Mon, 24 Aug 2009 00:00:00 -0700 E9-20198 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-24/pdf/E9-20198.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval on a Temporary Basis of Proposed Rule Change To Modify the Rules of the Government Securities Division Regarding the Calculation of Clearing Fund Deposits Relating to Inter-Dealer Broker Positions https://regulations.justia.com/regulations/fedreg/2009/08/24/E9-20197.html https://regulations.justia.com/regulations/fedreg/2009/08/24/E9-20197.html Mon, 24 Aug 2009 00:00:00 -0700 E9-20197 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-24/pdf/E9-20197.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by New York Stock Exchange LLC Adopting NYSE Rule 406 as New Rule 3250 To Correspond With a Rule Change Recently Filed by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2009/08/24/E9-20196.html https://regulations.justia.com/regulations/fedreg/2009/08/24/E9-20196.html Mon, 24 Aug 2009 00:00:00 -0700 E9-20196 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-24/pdf/E9-20196.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2009/08/24/E9-20195.html https://regulations.justia.com/regulations/fedreg/2009/08/24/E9-20195.html Mon, 24 Aug 2009 00:00:00 -0700 E9-20195 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-24/pdf/E9-20195.pdf Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2009/08/24/E9-20194.html https://regulations.justia.com/regulations/fedreg/2009/08/24/E9-20194.html Mon, 24 Aug 2009 00:00:00 -0700 E9-20194 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-24/pdf/E9-20194.pdf Notice - Self-Regulatory Organizations; the Boston Stock Exchange Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2009/08/24/E9-20193.html https://regulations.justia.com/regulations/fedreg/2009/08/24/E9-20193.html Mon, 24 Aug 2009 00:00:00 -0700 E9-20193 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-24/pdf/E9-20193.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2009/08/24/E9-20192.html https://regulations.justia.com/regulations/fedreg/2009/08/24/E9-20192.html Mon, 24 Aug 2009 00:00:00 -0700 E9-20192 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-24/pdf/E9-20192.pdf Notice - Joint Industry Plan; Notice of Summary Effectiveness on a Temporary Basis of Joint Amendment No. 1 to the Options Order Protection and Locked/Crossed Market Plan, and Notice of Filing of Such Amendment https://regulations.justia.com/regulations/fedreg/2009/08/24/E9-20191.html https://regulations.justia.com/regulations/fedreg/2009/08/24/E9-20191.html Mon, 24 Aug 2009 00:00:00 -0700 E9-20191 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-24/pdf/E9-20191.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/08/24/E9-20189.html https://regulations.justia.com/regulations/fedreg/2009/08/24/E9-20189.html Mon, 24 Aug 2009 00:00:00 -0700 E9-20189 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-24/pdf/E9-20189.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/08/24/E9-20188.html https://regulations.justia.com/regulations/fedreg/2009/08/24/E9-20188.html Mon, 24 Aug 2009 00:00:00 -0700 E9-20188 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-24/pdf/E9-20188.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/08/24/E9-20187.html https://regulations.justia.com/regulations/fedreg/2009/08/24/E9-20187.html Mon, 24 Aug 2009 00:00:00 -0700 E9-20187 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-24/pdf/E9-20187.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/08/24/E9-20186.html https://regulations.justia.com/regulations/fedreg/2009/08/24/E9-20186.html Mon, 24 Aug 2009 00:00:00 -0700 E9-20186 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-24/pdf/E9-20186.pdf