<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/08/17?registers=between Thu, 26 Jun 2025 18:00:05 -0700 Thu, 26 Jun 2025 18:00:05 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/08/17?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2009/08/17/E9-19798.html https://regulations.justia.com/regulations/fedreg/2009/08/17/E9-19798.html Mon, 17 Aug 2009 00:00:00 -0700 E9-19798 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-17/pdf/E9-19798.pdf Notice - GE Asset Management Incorporated and GE Investment Distributors, Inc.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2009/08/17/E9-19625.html https://regulations.justia.com/regulations/fedreg/2009/08/17/E9-19625.html Mon, 17 Aug 2009 00:00:00 -0700 E9-19625 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-17/pdf/E9-19625.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To Amend the Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2009/08/17/E9-19623.html https://regulations.justia.com/regulations/fedreg/2009/08/17/E9-19623.html Mon, 17 Aug 2009 00:00:00 -0700 E9-19623 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-17/pdf/E9-19623.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.76A-Order Execution-OX and Proposing New Rule 6.88-Directed Orders https://regulations.justia.com/regulations/fedreg/2009/08/17/E9-19575.html https://regulations.justia.com/regulations/fedreg/2009/08/17/E9-19575.html Mon, 17 Aug 2009 00:00:00 -0700 E9-19575 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-17/pdf/E9-19575.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2009/08/17/E9-19574.html https://regulations.justia.com/regulations/fedreg/2009/08/17/E9-19574.html Mon, 17 Aug 2009 00:00:00 -0700 E9-19574 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-17/pdf/E9-19574.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Strike Price Intervals of $0.50 for Options on Stocks Trading at or Below $3.00 https://regulations.justia.com/regulations/fedreg/2009/08/17/E9-19573.html https://regulations.justia.com/regulations/fedreg/2009/08/17/E9-19573.html Mon, 17 Aug 2009 00:00:00 -0700 E9-19573 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-17/pdf/E9-19573.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Waivers https://regulations.justia.com/regulations/fedreg/2009/08/17/E9-19572.html https://regulations.justia.com/regulations/fedreg/2009/08/17/E9-19572.html Mon, 17 Aug 2009 00:00:00 -0700 E9-19572 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-17/pdf/E9-19572.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to FINRA Rule 8312 (FINRA BrokerCheck Disclosure) https://regulations.justia.com/regulations/fedreg/2009/08/17/E9-19571.html https://regulations.justia.com/regulations/fedreg/2009/08/17/E9-19571.html Mon, 17 Aug 2009 00:00:00 -0700 E9-19571 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-17/pdf/E9-19571.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change To List and Trade Shares of the Dent Tactical ETF https://regulations.justia.com/regulations/fedreg/2009/08/17/E9-19570.html https://regulations.justia.com/regulations/fedreg/2009/08/17/E9-19570.html Mon, 17 Aug 2009 00:00:00 -0700 E9-19570 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-17/pdf/E9-19570.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Approving a Proposed Rule Change To Establish Fees for the Top of Phlx Options Direct Data Feed Product https://regulations.justia.com/regulations/fedreg/2009/08/17/E9-19569.html https://regulations.justia.com/regulations/fedreg/2009/08/17/E9-19569.html Mon, 17 Aug 2009 00:00:00 -0700 E9-19569 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-17/pdf/E9-19569.pdf