<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/08/10?registers=between Sat, 28 Jun 2025 06:02:20 -0700 Sat, 28 Jun 2025 06:02:20 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/08/10?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2009/08/10/E9-19234.html https://regulations.justia.com/regulations/fedreg/2009/08/10/E9-19234.html Mon, 10 Aug 2009 00:00:00 -0700 E9-19234 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-10/pdf/E9-19234.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Extend Fee Holiday for Registration of Associated Persons https://regulations.justia.com/regulations/fedreg/2009/08/10/E9-19035.html https://regulations.justia.com/regulations/fedreg/2009/08/10/E9-19035.html Mon, 10 Aug 2009 00:00:00 -0700 E9-19035 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-10/pdf/E9-19035.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the Selection Specifications and Study Outline for the Limited Representative-Investment Banking (“Series 79”) Examination Program https://regulations.justia.com/regulations/fedreg/2009/08/10/E9-19034.html https://regulations.justia.com/regulations/fedreg/2009/08/10/E9-19034.html Mon, 10 Aug 2009 00:00:00 -0700 E9-19034 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-10/pdf/E9-19034.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Until August 10, 2009 the Operation of Interim NYSE Rule 128, Which Permits the Exchange To Cancel or Adjust Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2009/08/10/E9-19033.html https://regulations.justia.com/regulations/fedreg/2009/08/10/E9-19033.html Mon, 10 Aug 2009 00:00:00 -0700 E9-19033 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-10/pdf/E9-19033.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to the Hybrid Matching Algorithms https://regulations.justia.com/regulations/fedreg/2009/08/10/E9-19018.html https://regulations.justia.com/regulations/fedreg/2009/08/10/E9-19018.html Mon, 10 Aug 2009 00:00:00 -0700 E9-19018 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-10/pdf/E9-19018.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Duplicate in the NYSE Amex Equities Price List the Section of the NYSE Amex Options Price List Setting Forth Regulatory Fees Applicable to Member Organizations https://regulations.justia.com/regulations/fedreg/2009/08/10/E9-19017.html https://regulations.justia.com/regulations/fedreg/2009/08/10/E9-19017.html Mon, 10 Aug 2009 00:00:00 -0700 E9-19017 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-10/pdf/E9-19017.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend the Fee Schedule of the Boston Options Exchange Group, LLC https://regulations.justia.com/regulations/fedreg/2009/08/10/E9-19016.html https://regulations.justia.com/regulations/fedreg/2009/08/10/E9-19016.html Mon, 10 Aug 2009 00:00:00 -0700 E9-19016 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-10/pdf/E9-19016.pdf