<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/08/07?registers=between Wed, 25 Jun 2025 21:26:06 -0700 Wed, 25 Jun 2025 21:26:06 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/08/07?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2009/08/07/E9-19042.html https://regulations.justia.com/regulations/fedreg/2009/08/07/E9-19042.html Fri, 07 Aug 2009 00:00:00 -0700 E9-19042 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-07/pdf/E9-19042.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/08/07/E9-18983.html https://regulations.justia.com/regulations/fedreg/2009/08/07/E9-18983.html Fri, 07 Aug 2009 00:00:00 -0700 E9-18983 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-07/pdf/E9-18983.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/08/07/E9-18981.html https://regulations.justia.com/regulations/fedreg/2009/08/07/E9-18981.html Fri, 07 Aug 2009 00:00:00 -0700 E9-18981 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-07/pdf/E9-18981.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/08/07/E9-18980.html https://regulations.justia.com/regulations/fedreg/2009/08/07/E9-18980.html Fri, 07 Aug 2009 00:00:00 -0700 E9-18980 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-07/pdf/E9-18980.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/08/07/E9-18979.html https://regulations.justia.com/regulations/fedreg/2009/08/07/E9-18979.html Fri, 07 Aug 2009 00:00:00 -0700 E9-18979 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-07/pdf/E9-18979.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 5230 (Payments Involving Publications that Influence the Market Price of a Security) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/08/07/E9-18978.html https://regulations.justia.com/regulations/fedreg/2009/08/07/E9-18978.html Fri, 07 Aug 2009 00:00:00 -0700 E9-18978 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-07/pdf/E9-18978.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Haircuts Applied to Eligible Clearing Fund Securities and Eligible Participant Fund Securities https://regulations.justia.com/regulations/fedreg/2009/08/07/E9-18977.html https://regulations.justia.com/regulations/fedreg/2009/08/07/E9-18977.html Fri, 07 Aug 2009 00:00:00 -0700 E9-18977 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-07/pdf/E9-18977.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of Multiple Market Participant Symbols When Quoting or Trading OTC Equity Securities https://regulations.justia.com/regulations/fedreg/2009/08/07/E9-18976.html https://regulations.justia.com/regulations/fedreg/2009/08/07/E9-18976.html Fri, 07 Aug 2009 00:00:00 -0700 E9-18976 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-07/pdf/E9-18976.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees Related to Orders Routed to Nasdaq via the Options Intermarket Linkage https://regulations.justia.com/regulations/fedreg/2009/08/07/E9-18975.html https://regulations.justia.com/regulations/fedreg/2009/08/07/E9-18975.html Fri, 07 Aug 2009 00:00:00 -0700 E9-18975 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-07/pdf/E9-18975.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/08/07/E9-18974.html https://regulations.justia.com/regulations/fedreg/2009/08/07/E9-18974.html Fri, 07 Aug 2009 00:00:00 -0700 E9-18974 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-07/pdf/E9-18974.pdf Proposed Rule - Political Contributions by Certain Investment Advisers https://regulations.justia.com/regulations/fedreg/2009/08/07/E9-18807.html https://regulations.justia.com/regulations/fedreg/2009/08/07/E9-18807.html Fri, 07 Aug 2009 00:00:00 -0700 E9-18807 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-08-07/pdf/E9-18807.pdf