<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/08/06?registers=between Sun, 22 Jun 2025 22:26:54 -0700 Sun, 22 Jun 2025 22:26:54 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/08/06?registers=between Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2009/08/06/E9-18765.html https://regulations.justia.com/regulations/fedreg/2009/08/06/E9-18765.html Thu, 06 Aug 2009 00:00:00 -0700 E9-18765 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-06/pdf/E9-18765.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Amendments to Rule A-3, on Membership on the Board, Rule A-4, on Meetings of the Board, Rule A-5, on Officers and Employees of the Board, and Rule A-6, on Committees of the Board https://regulations.justia.com/regulations/fedreg/2009/08/06/E9-18764.html https://regulations.justia.com/regulations/fedreg/2009/08/06/E9-18764.html Thu, 06 Aug 2009 00:00:00 -0700 E9-18764 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-06/pdf/E9-18764.pdf Notice - Joint Industry Plan; Order Approving the National Market System Plan Relating to Options Order Protection and Locked/Crossed Markets Submitted by the Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., NYSE Amex LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2009/08/06/E9-18763.html https://regulations.justia.com/regulations/fedreg/2009/08/06/E9-18763.html Thu, 06 Aug 2009 00:00:00 -0700 E9-18763 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-06/pdf/E9-18763.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Among the Financial Industry Regulatory Authority, Inc., New York Stock Exchange LLC, NYSE Regulation, Inc. and NYSE Amex LLC https://regulations.justia.com/regulations/fedreg/2009/08/06/E9-18762.html https://regulations.justia.com/regulations/fedreg/2009/08/06/E9-18762.html Thu, 06 Aug 2009 00:00:00 -0700 E9-18762 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-06/pdf/E9-18762.pdf Notice - Approval of Investment Adviser Registration Depository Filing Fees https://regulations.justia.com/regulations/fedreg/2009/08/06/E9-18761.html https://regulations.justia.com/regulations/fedreg/2009/08/06/E9-18761.html Thu, 06 Aug 2009 00:00:00 -0700 E9-18761 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-06/pdf/E9-18761.pdf