<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/07/31?registers=between Sun, 22 Jun 2025 11:30:46 -0700 Sun, 22 Jun 2025 11:30:46 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/07/31?registers=between Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Clearance and Settlement of Treasury Futures Contracts https://regulations.justia.com/regulations/fedreg/2009/07/31/E9-18279.html https://regulations.justia.com/regulations/fedreg/2009/07/31/E9-18279.html Fri, 31 Jul 2009 00:00:00 -0700 E9-18279 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-31/pdf/E9-18279.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving Proposed Rule Change To Charge a $500 Monthly Fee to Recipients of the NYSE Amex Order Imbalance Information Datafeed https://regulations.justia.com/regulations/fedreg/2009/07/31/E9-18275.html https://regulations.justia.com/regulations/fedreg/2009/07/31/E9-18275.html Fri, 31 Jul 2009 00:00:00 -0700 E9-18275 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-31/pdf/E9-18275.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Its Optional Anti-Internalization Functionality https://regulations.justia.com/regulations/fedreg/2009/07/31/E9-18274.html https://regulations.justia.com/regulations/fedreg/2009/07/31/E9-18274.html Fri, 31 Jul 2009 00:00:00 -0700 E9-18274 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-31/pdf/E9-18274.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Clearing Cash-Settled Foreign Currency Index Options https://regulations.justia.com/regulations/fedreg/2009/07/31/E9-18273.html https://regulations.justia.com/regulations/fedreg/2009/07/31/E9-18273.html Fri, 31 Jul 2009 00:00:00 -0700 E9-18273 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-31/pdf/E9-18273.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2009/07/31/E9-18272.html https://regulations.justia.com/regulations/fedreg/2009/07/31/E9-18272.html Fri, 31 Jul 2009 00:00:00 -0700 E9-18272 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-31/pdf/E9-18272.pdf Notice - Self-Regulatory Organizations; NYSE Amex, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Implementing the Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2009/07/31/E9-18271.html https://regulations.justia.com/regulations/fedreg/2009/07/31/E9-18271.html Fri, 31 Jul 2009 00:00:00 -0700 E9-18271 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-31/pdf/E9-18271.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change as Amended, Relating to the Reporting of Over-the-Counter Transactions in Equity Securities Executed Outside Normal Market Hours https://regulations.justia.com/regulations/fedreg/2009/07/31/E9-18270.html https://regulations.justia.com/regulations/fedreg/2009/07/31/E9-18270.html Fri, 31 Jul 2009 00:00:00 -0700 E9-18270 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-31/pdf/E9-18270.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.9, Entitled “Orders and Modifiers” https://regulations.justia.com/regulations/fedreg/2009/07/31/E9-18228.html https://regulations.justia.com/regulations/fedreg/2009/07/31/E9-18228.html Fri, 31 Jul 2009 00:00:00 -0700 E9-18228 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-31/pdf/E9-18228.pdf Rule - Amendments to Regulation SHO https://regulations.justia.com/regulations/fedreg/2009/07/31/E9-18185.html https://regulations.justia.com/regulations/fedreg/2009/07/31/E9-18185.html Fri, 31 Jul 2009 00:00:00 -0700 E9-18185 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-07-31/pdf/E9-18185.pdf