<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/07/30?registers=between Wed, 20 Aug 2025 10:32:06 -0700 Wed, 20 Aug 2025 10:32:06 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/07/30?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/07/30/E9-18172.html https://regulations.justia.com/regulations/fedreg/2009/07/30/E9-18172.html Thu, 30 Jul 2009 00:00:00 -0700 E9-18172 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-30/pdf/E9-18172.pdf Notice - Proposed Extension of Existing Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/07/30/E9-18171.html https://regulations.justia.com/regulations/fedreg/2009/07/30/E9-18171.html Thu, 30 Jul 2009 00:00:00 -0700 E9-18171 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-30/pdf/E9-18171.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Optional Anti-Internalization Functionality https://regulations.justia.com/regulations/fedreg/2009/07/30/E9-18170.html https://regulations.justia.com/regulations/fedreg/2009/07/30/E9-18170.html Thu, 30 Jul 2009 00:00:00 -0700 E9-18170 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-30/pdf/E9-18170.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by International Securities Exchange, LLC Relating to Changes to Rule 312 in Connection With the Purchase of Equity Interests by International Securities Exchange Holdings, Inc. in Optifreeze, LLC https://regulations.justia.com/regulations/fedreg/2009/07/30/E9-18169.html https://regulations.justia.com/regulations/fedreg/2009/07/30/E9-18169.html Thu, 30 Jul 2009 00:00:00 -0700 E9-18169 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-30/pdf/E9-18169.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating to the Complex Order Book https://regulations.justia.com/regulations/fedreg/2009/07/30/E9-18168.html https://regulations.justia.com/regulations/fedreg/2009/07/30/E9-18168.html Thu, 30 Jul 2009 00:00:00 -0700 E9-18168 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-30/pdf/E9-18168.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Chicago Board Options Exchange Stock Exchange Fees Schedule To Establish Facility Fees https://regulations.justia.com/regulations/fedreg/2009/07/30/E9-18167.html https://regulations.justia.com/regulations/fedreg/2009/07/30/E9-18167.html Thu, 30 Jul 2009 00:00:00 -0700 E9-18167 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-30/pdf/E9-18167.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Regarding the CBSX Floor Post https://regulations.justia.com/regulations/fedreg/2009/07/30/E9-18166.html https://regulations.justia.com/regulations/fedreg/2009/07/30/E9-18166.html Thu, 30 Jul 2009 00:00:00 -0700 E9-18166 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-30/pdf/E9-18166.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Suspension of the Continued Listing Requirements Related to Bid Price and Market Value of Publicly Held Shares for Listing on the Nasdaq Stock Market Through July 31, 2009 https://regulations.justia.com/regulations/fedreg/2009/07/30/E9-18165.html https://regulations.justia.com/regulations/fedreg/2009/07/30/E9-18165.html Thu, 30 Jul 2009 00:00:00 -0700 E9-18165 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-30/pdf/E9-18165.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend NASDAQ Rule 4751 To Provide System Functionality That Will Cancel Any Portion of Most Types of Unpriced Orders https://regulations.justia.com/regulations/fedreg/2009/07/30/E9-18164.html https://regulations.justia.com/regulations/fedreg/2009/07/30/E9-18164.html Thu, 30 Jul 2009 00:00:00 -0700 E9-18164 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-30/pdf/E9-18164.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change to Repeal Incorporated NYSE Rule 134 (Differences and Omissions-Cleared Transactions) and NYSE Rule 440I (Records of Compensation Arrangements-Floor Brokerage) as Part of the Process To Develop the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/07/30/E9-18163.html https://regulations.justia.com/regulations/fedreg/2009/07/30/E9-18163.html Thu, 30 Jul 2009 00:00:00 -0700 E9-18163 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-30/pdf/E9-18163.pdf