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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/07/28?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/07/28?registers=between
Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Granting Accelerated Approval to a Proposed Rule Change Amending Rule 70.25 To Permit All Available Contra-Side Liquidity to Trigger the Execution of a d-Quote
https://regulations.justia.com/regulations/fedreg/2009/07/28/Z9-16545.html
https://regulations.justia.com/regulations/fedreg/2009/07/28/Z9-16545.htmlTue, 28 Jul 2009 00:00:00 -0700Z9-16545Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/Z9-16545.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Penny Pilot Program
https://regulations.justia.com/regulations/fedreg/2009/07/28/Z9-16179.html
https://regulations.justia.com/regulations/fedreg/2009/07/28/Z9-16179.htmlTue, 28 Jul 2009 00:00:00 -0700Z9-16179Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/Z9-16179.pdfNotice - Sunshine Act Meeting
https://regulations.justia.com/regulations/fedreg/2009/07/28/E9-18070.html
https://regulations.justia.com/regulations/fedreg/2009/07/28/E9-18070.htmlTue, 28 Jul 2009 00:00:00 -0700E9-18070Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/E9-18070.pdfNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Haircuts Applied to Eligible Clearing Fund Securities
https://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17935.html
https://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17935.htmlTue, 28 Jul 2009 00:00:00 -0700E9-17935Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/E9-17935.pdfNotice - Compagnie de Financement Foncier; Notice of Application
https://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17892.html
https://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17892.htmlTue, 28 Jul 2009 00:00:00 -0700E9-17892Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/E9-17892.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc. and NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Amending the By-Laws of The NASDAQ OMX Group, Inc., Their Parent Company
https://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17889.html
https://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17889.htmlTue, 28 Jul 2009 00:00:00 -0700E9-17889Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/E9-17889.pdfNotice - Pax World Funds Trust II, et al.; Notice of Application
https://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17884.html
https://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17884.htmlTue, 28 Jul 2009 00:00:00 -0700E9-17884Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/E9-17884.pdfNotice - Joint Industry Plan; Notice of Filing of Amendment No. 3 to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options
https://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17883.html
https://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17883.htmlTue, 28 Jul 2009 00:00:00 -0700E9-17883Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/E9-17883.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change Relating to Exchange Rules for the Options Order Protection and Locked/Crossed Market Plan
https://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17882.html
https://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17882.htmlTue, 28 Jul 2009 00:00:00 -0700E9-17882Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/E9-17882.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References and Make Other Various Non-Substantive Technical Changes to FINRA Rules
https://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17881.html
https://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17881.htmlTue, 28 Jul 2009 00:00:00 -0700E9-17881Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/E9-17881.pdfNotice - Joint Industry Plan; Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., NYSE Amex LLC, and NYSE Arca, Inc.; Notice of Filing of Amendments to the Intermarket Options Linkage Plan To Withdraw From the Plan
https://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17880.html
https://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17880.htmlTue, 28 Jul 2009 00:00:00 -0700E9-17880Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/E9-17880.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Rescinding NYSE Rule 110 Which Establishes the Role of Competitive Traders and Exchange Rule 107A Which Establishes the Role of the Registered Competitive Market Makers
https://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17879.html
https://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17879.htmlTue, 28 Jul 2009 00:00:00 -0700E9-17879Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/E9-17879.pdfNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Fee Schedule to Impose Fees for Ports Used for Order Entry and Receipt of Market Data
https://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17865.html
https://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17865.htmlTue, 28 Jul 2009 00:00:00 -0700E9-17865Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/E9-17865.pdfNotice - Sunshine Act Meeting
https://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17861.html
https://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17861.htmlTue, 28 Jul 2009 00:00:00 -0700E9-17861Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/E9-17861.pdfNotice - Sunshine Act Meeting
https://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17860.html
https://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17860.htmlTue, 28 Jul 2009 00:00:00 -0700E9-17860Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/E9-17860.pdfNotice - Proposed Extension of Existing Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17859.html
https://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17859.htmlTue, 28 Jul 2009 00:00:00 -0700E9-17859Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/E9-17859.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend Rules 6440 and 6540 To Require Members To Create a Contemporaneous Record of Certain Customer and Order Information
https://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17858.html
https://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17858.htmlTue, 28 Jul 2009 00:00:00 -0700E9-17858Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/E9-17858.pdf